Recovered Writing, PhD in English, Social Theory, Cultural Capital, Market Capital, and the Destabilization of the Science Fiction Genre Presentation, Nov. 17, 2008

This is the fifty-sixth post in a series that I call, “Recovered Writing.” I am going through my personal archive of undergraduate and graduate school writing, recovering those essays I consider interesting but that I am unlikely to revise for traditional publication, and posting those essays as-is on my blog in the hope of engaging others with these ideas that played a formative role in my development as a scholar and teacher. Because this and the other essays in the Recovered Writing series are posted as-is and edited only for web-readability, I hope that readers will accept them for what they are–undergraduate and graduate school essays conveying varying degrees of argumentation, rigor, idea development, and research. Furthermore, I dislike the idea of these essays languishing in a digital tomb, so I offer them here to excite your curiosity and encourage your conversation.

The first seminar that I had with Professor Tammy Clewell was “Methods in the Study of Literature.” The second was “Social Theory.” This was an enjoyably challenging seminar in which Professor Clewell encouraged us to explore the them in our specific fields of study. In my case, I researched the exchange of cultural capital in Science Fiction.

One of the best lessons that I gained from this class happened years afterward. While finishing my dissertation, I sent a lot of publishable-length manuscripts around for consideration. One of those was the longer version of the presentation-length draft included below (I will publish the full length final version on Friday as “Prize Based Cultural Capital Exchange and the Destabilization of the Science Fiction Genre”). In the rejection that I received, a number of factual errors relating to the lore section on the cyberpunks were pointed out by the journal editor. It was a hard lesson in verification and citation that I will not soon forget, and one that I share with my students to drive home the importance of corroboration.

Due to a number of problems with this essay, including the inaccurate lore, I do not recommend citing this work. Instead, it is offered as a reminder for citation and a resource of ideas and sources.

Jason W. Ellis

Professor Tammy Clewell

Social Theory

17 November 2008

Cultural Capital, Market Capital, and the Destabilization of the Science Fiction Genre Presentation

            Michael Chabon, a recognized and celebrated American author best described as mainstream with an admittedly healthy interest in genre fiction, routed the competition in two of the three most prestigious Science Fiction (SF) genre awards with his 2007 alternate history novel, The Yiddish Policemen’s Union. As an alternate history novel, it appeared in the SF section of bookstores, as well as the mainstream section due to Chabon’s widespread recognition as an eminent American author of literature, not genre literature. Also, the cross pollination of Chabon’s work in the SF ghetto is not wholly unique, because Philip Roth, another recognized American author, published his own alternate history novel, The Plot Against America, three years prior. However, what sets Chabon’s novel apart from Roth’s, is that The Yiddish Policemen’s Union swept the two big SF genre superprizes, the Hugo and Nebula, and arrived in second place to Kathleen Ann Goonan’s In War Times for the John W. Campbell Award. In order to evaluate the linkages connected to the Hugo Award, it is necessary to employ a theoretical framework that goes beyond the operations of real capital into the realm of cultural capital, such as that offered by James English in his work, The Economy of Prestige. Furthermore, Chabon’s recent successes raises questions about the purpose of the Hugo Award in relation to the SF cultural economy, the transfer of real capital to and from SF authors, and the meaning of SF in general. In this paper, I argue that Chabon’s Hugo Award triumph destablizes the meaning of SF as a genre due to the transfer of cultural capital and real capital away from the SF archive.

English adroitly theorizes the exchange and movement of cultural capital via prizes and awards in his 2005 book, The Economy of Prestige: Prizes, Awards, and the Circulation of Cultural Capital. In this work, English expands Pierre Bourdieu’s developing “economic calculation to all the goods, material and symbolic” (qtd. in English 5). Bourdieu’s project refers to “cultural capital,” or an intangible, yet realizable, economy of cultural exchange. English chooses the prize as his object of study, and argues convincingly that prizes are one such signifier of cultural capital exchange. Coupled to English’s primary claim, he develops three significant supporting assertions supported by prize data and a number of regional and superprize cases (such as the Noble Prize for Literature and the Man Booker Prize), which are: 1) prizes are a widespread cultural practice, 2) the number of prizes has proliferated and prizes beget other prizes through virtual modeling or cloning, and 3) prizes are made possible by complex machineries and assemblages of people and distributed work, which have a material cost often in excess of the prize bestowed. It is from the third point that English reveals the cultural capital conveyed by prizes and awards, because it is the intangible but easily recognized priceless value of awards. Essentially, there are economies of cultural capital that do not readily translate into material capital, and cultural capital is circulated within fields where that particular cultural capital is meaningful to those persons within that field.

Throughout The Economy of Prestige, English primarily uses examples of juried prizes, which feature jurors whose own cultural capital becomes part of the complex exchange between prize and winner. However, I want to discuss a special case, which English does not address in his book. My interest focuses on superprizes that are awarded based on the conclusion of a popular vote rather than the decision of a small group of recognized jurors. Specifically, I’m concerned with the oldest, extant SF genre award, the Hugo.

The Science Fiction Achievement Awards, or more commonly known as the Hugo Awards in honor of the pulp SF editor, Hugo Gernsback, are an annually bestowed set of awards created in 1953 at the suggestion of SF fan Hal Lynch and modeled after the National Film Academy Awards, or Oscars (Nicholls 595). It is an early example of prize proliferation, because it replicates the voting and spectacle aspects of the Oscar superprize model as a means to elevate the prestige of popular, yet marginalized, SF genre literature. Additionally, the Hugos establishment as an institution within the SF genre operates in the same way that English says, “prizes have always been of fundamental importance to the institutional machinery of cultural legitimacy and authority” (37). The Hugos legitimate popularly regarded works of great SF through its authority as the first superprize in the genre. Furthermore, the Hugos, like the prizes that English studies, acquire greater cultural capital through scandal. English argues that:

Far from posing a threat to the prize’s efficacy as an instrument of the cultural economy, scandal is its lifeblood; far from constituting a critique, indignant commentary about the prize is an index of its normal and proper functioning. (208).

The Hugos follow this counterintuitive “proper functioning” that English describes. The award began quietly enough, but following an initial sophomore setback in which it wasn’t administered and awarded again until 1955, the controversy began. The most recognized controversy throughout the history of the Hugos is best described by Peter Nicholls, when he writes:

The Hugos have for many years been subject to criticism on the grounds that awards made by a small, self-selected group of hardcore fans do not necessarily reflect either literary merit or the preferences of the sf [sic] reading public generally; hardcore fandom probably makes up less than 1 per cent of the general sf readership. (596)

The self-selection of voting members is problematic, because they are, unlike the juries that English discusses, a collection of individuals without discrete and recognized cultural capital to add to the award. However, the popular aspect of the Hugos supplements the popular aspect of SF literature. SF literature connects with a wide audience in many different ways through a myriad of vectors. SF, like any literature, is not homogenous. The themes, ideas, and narratives in SF literature are as varied as its audience. I conjecture that it is this egalitarian and popular aspect, further embedded in SF following the Second World War with the increase in women SF writers and readers as shown by Lisa Yaszek and others, as well as the explosion of the New Wave, that connected SF to a wider and energized audience.

With the preceding controversy of the popular vote as an ever-present background to the Hugos, other controversial events took place in the 1980s, which added to the prestige of the SF genre superprize. The first recognized controversy involved the next big thing, building on the successes and innovations of New Wave SF, but integrating in the extrapolative potential of contemporary developments in computer technology and global capital. The cyberpunks didn’t so much as land as jack-in, and the way that they did this has since become lore. At the 1985 Worldcon, William Gibson and a coterie of his compatriot writers, Bruce Sterling and Pat Cadigan, stepped out of a stretch limo wearing ripped jeans, black leather jackets, and the immediately recognizable mirrorshades. Gibson’s punk antics and disregard of the traditional suit-and-tie sensibility of the Hugo Awards ceremony elevated his status and the cyberpunk movement he represented. However, this only solidified what he accomplished by winning the three major SF awards for his 1984 novel, Neuromancer–the Hugo, Nebula, and the John C. Campbell Award. In the following year, the only Hugo Award refusal took place when Judy-Lynn del Rey’s widow, Lester del Rey, refused her 1985 Hugo Award for Best Professional Editor, “on the grounds that she received the accolade only because of her death” (Mallett and Reginald 58). And a final notable example of Hugo Award controversy took place in 1989 when the Worldcon committee barred Stephen Hawking’s popular science work, A Brief History of Time (1988), from the potpourri nonfiction category (Nicholls 596).

The Hugos have developed a considerable amount of cultural capital by English’s model, but the award is unlike those he analyzes. He establishes in his analysis of that scandal and gamesmanship strategies play an integral part in the development of awards and their followings, but in what he calls, “the higher, ‘art’ end of the art-entertainment spectrum” (English 189). I do not agree with his selection of prizes, because he characterizes them as “somewhat more elaborate” than supposedly lesser prizes (English 189). The sophistication of the Hugo Award mail-based balloting system, single transferable ballot counting, the spectacle of the annual awards ceremony in a different international host city, and the commentary, bookmaking, and reflecting on the awards in magazines, fanzines, and blogs, is in my opinion of sufficient elaborateness to warrant critical evaluation. Furthermore, the Hugo Awards represent a special case that English does not explore, which is a popular vote award that carries within its literary community a greater prestige than any other award. In fact, the Hugo Awards signify an attempt at greater transparency and egalitarian choice than that offered by English’s example of the Man Booker Prize. Additionally, its egalitarianism increases its complexity due to its broad base of voting readers and the ensuing machinery of influence and promotion.

Michael Chabon’s The Yiddish Policemen’s Union recent win of the 2008 Hugo Award for Best Novel further exemplifies the special case of the Hugo Awards. SF readers and critics overwhelmingly welcomed Chabon and his work to the SF ranks with the publication of his sixth novel. However, Chabon, like other well-regarded mainstream, or dare I say literary, authors that have ventured across the genre divide has maintained a playful, but arm’s length distance from being labeled an SF author. Chabon is masterful at sidestepping genre identification, such as when he writes in his introduction to The Best American Short Stories 2005 that, “I have argued for the commonsense proposition that, in constructing our fictional maps, we ought not to restrict ourselves to one type or category” (xvi). He argues for a non-market supportable writing free-for-all that obviates any need on his part to assume a genre alignment. Furthermore, he playfully critiques the contemporary usage of genre in his introduction to McSweeney’s Enchanted Chamber of Astonishing Stories, when he writes, “I suppose there is something appealing about a word that everyone uses with absolute confidence but on whose exact meaning no two people can agree. The word that I’m thinking of right now is genre, one of those French words, like crêpe, that no one can pronounce both correctly and without sounding pretentious” (ix). To be fair, his analysis of genre construction is insightful, but it is impossible for him to ignore the claim that he became a SF writer with the publication of The Yiddish Policemen’s Union.

So, what does it mean for a non-self-identified SF writer to win the most prestigious SF award, or conversely, what does it mean for the most prestigious SF award to be given to a self-identified writer without genre classification, or more harshly association? There are two considerations to be made regarding the exchange of capital in the case of Chabon’s Hugo Award win. The first has to do with the prestige exchange between Chabon, the Hugo Awards, and the archive of SF works. Were the Hugo voters eager to add a prestigious, non-genre author, because it, in a way, validates SF as more than genre literature? I cannot answer that, but I can approach the question after the fact. Mainstream entrance into the SF archive creates slippage, and undermines what we mean when we say, “Science Fiction.” It illustrates a problem where accomplished writers, such as Chabon, may enter the genre at will, without acknowledgement, and make off with one of the greatest bearers of SF cultural prestige. Turning the issue around, Chabon walks a fine line as a legitimated literary writer, who stands to lose that prestige if identified as a genre writer. This is not always the case, as evidenced by Doris Lessing, an admitted SF writer and author of the Canopus in Argos: Archives five novel sequence, who won the 2007 Nobel Prize for Literature. Though, this is a stark exception to the rule of ghettoization as evidenced by the early struggles of Kurt Vonnegut for literary legitimacy. Genre fiction carries heavy markers for literary hopefuls that are most assuredly on the minds of such authors, and it is not surprising that Chabon hedges his bets in his authorial identification in spite of the SF accolades bestowed on his works. However, Chabon’s success and conveyance of prestige away from the SF archive reveals the other and arguably more important consideration of exchange–monetary capital and lost book sales for unpretentious SF authors who can only dream of advances comparable to those Chabon receives for his work. But, what of genre? I will have to save this much more weighty question for my longer paper, but I will say that Chabon and other extraordinary non-SF winners of the Hugo may point the direction to a far future–a Science Fiction story in itself–one in which the pragmatic reality of “the law of genre” is no more.

 

Works Cited

Best, Joel. “Prize Proliferation.” Sociological Forum 23.1 (2008): 1-27.

Chabon, Michael. Introduction. The Best American Short Stories 2005. Ed. Michael Chabon. New York: Houghton Mifflin, 2005.

—. Introduction. McSweeney’s Enchanted Chamber of Astonishing Stories. Ed. Michael Chabon. New York: Vintage Books, 2004. ix-xv.

—. The Yiddish Policemen’s Union. New York: HarperCollins, 2007.

English, James F. The Economy of Prestige: Prizes, Awards, and the Circulation of Cultural Value. Cambridge, Massachusetts: Harvard UP, 2005.

Mallett, Daryl F. and Robert Reginald. Reginald’s Science Fiction and Fantasy Awards: A Comprehensive Guide to the Awards and Their Winners. San Bernardino, CA: The Borgo Press, 1993.

Menard, Louis. “All That Glitters; Literature’s Global Economy.” The New Yorker 26 December, 2005: 136.

Nicholls, Peter. “Hugo.” The Encyclopedia of Science Fiction. Eds. John Clute and Peter Nicholls. New York: St. Martin’s Press, 1994. 595-600.

North, Michael. Rev. of The Economy of Prestige: Prizes, Awards, and the Circulation of Cultural Value by James F. English. Modernism/modernity 13:3 (2006): 577-578.

Polumbaum, Judy. Rev. of The Economy of Prestige: Prizes, Awards, and the Circulation of Cultural Value by James F. English. Journal of Communication 57 (2007): 179-181.

Showalter, Elaine. “In the Age of Awards.” Times Literary Supplement 3 March 2006: 12.

Wijnberg, Nachoem M. Rev. of The Economy of Prestige: Prizes, Awards, and the Circulation of Cultural Value by James F. English. Journal of Cultural Economics 30 (2006): 161-163.

Recovered Writing, PhD in English, Teaching College Writing, Final Exam, July 1, 2008

This is the fifty-fifth post in a series that I call, “Recovered Writing.” I am going through my personal archive of undergraduate and graduate school writing, recovering those essays I consider interesting but that I am unlikely to revise for traditional publication, and posting those essays as-is on my blog in the hope of engaging others with these ideas that played a formative role in my development as a scholar and teacher. Because this and the other essays in the Recovered Writing series are posted as-is and edited only for web-readability, I hope that readers will accept them for what they are–undergraduate and graduate school essays conveying varying degrees of argumentation, rigor, idea development, and research. Furthermore, I dislike the idea of these essays languishing in a digital tomb, so I offer them here to excite your curiosity and encourage your conversation.

Before I could accept my teaching fellowship at Kent State University, I needed to take the graduate seminar, “Teaching College English.” I was fortunate to have the opportunity to take this class from Professor Brian Huot. At the time, I thought my primary concern was putting together my first syllabus, but through the seminar, I learned the importance of meeting student needs, considering outcomes, meeting students on the page, helping students improve their command of rhetoric and multimodality with a portfolio, and considering student work holistically (something that I continue to do with the Georgia Tech WCP’s WOVEN modalities and programmatic rubric).

This final of four Recovered Writing posts from Teaching College Writing is my take home final exam. In these essay responses, I discuss theories of language and literacy, justifications for composition instruction techniques, and demonstrate a letter-writing approach to composition feedback.

Jason W. Ellis

Professor Brian Huot

Teaching College Writing

1 July 2008

Take Home Final Exam

I. What is your theory of language and literacy and how does it relate to first-year college writing instruction? Make sure you refer to relevant scholarship in the field to support your beliefs and assumptions about writing and its teaching.

My theory of language (the protocols and method of communication) and literacy (the ability to read and write, or more broadly, to communicate via language) is that they are acquired through immersive practices. In the first-year college writing class, freshmen students bring a certain understanding of language and literacy that they’ve acquired through school and socialization outside of school. It’s my goal to tap into my student’s various skill sets, to reach into their toolboxes of communication, and guide them towards the attainment of new tools that will allow them to communicate better.

My newfound theories of language and literacy come from a variety of sources. The first is Roger W. Shuy’s “A Holistic View of Language.” Shuy argues that form (the mechanics of writing) follows function (communication). This is a significant idea, because it points the way to findings such as those by Michael W. Williamson in his essay, “Common Sense Meets Research: The Debate Over Grammatical Instruction in Composition Instruction.” Essentially, rote teaching and practice of grammar and the forms of language do not good writers make. Engaging students as writers in topics that they find interesting are just as or better at building on and tapping into the student’s own innate knowledge and mastery of language. Additionally, this increases students’ enjoyment of writing. And it’s that enjoyment of mindful and effective communication that’s necessary to, as Mem Fox writes in “Notes from the Battlefield: Towards a Theory of Why People Write,” “ache with caring.” In order to jump start student caring about writing in the immersive environment, the teacher must enter dialog with the students as a collaborator that is willing to recognize and listen to his or her student’s voice and cultural context as suggested by James T. Zebroski in his, “A Hero in the Classroom,” and Carmen Kynard in her, “Y’all Are Killin’ Me up in Here: Response Theory from a New Jack Composition Instructor/Sistah Gurl Meeting Her Students on the Page.” Showing students that you’re “meeting them on the page,” or “listening to their voices on the page,” will not only show that you’re invested in them and their work, but it will invite them to invest in their own work as something of value, because it has an attentive audience. Additionally, expanding the audience beyond the student-teacher relationship is imperative for building student investment in their own work as well as the work of others. This is accomplished in the immersive classroom through group discussion and peer review. As teachers, we empower our students by teaching them not only how to write, but also how to read and respond to the work of others. For the student, peer review leads them toward an understanding that their work is not only intended for the eyes of a teacher and the subsequent marking and comments. Furthermore, the truly immersive writing class takes the student’s work beyond the confines of class into the real world through online posting of text and multimodal assignments or social assignments such as writing to representatives or the newspaper. This embeds writing with an importance beyond getting a grade, and the skillful, reflective teacher guides students through this realization by a carefully designed sequence of assignments connected by poignant or engrossing theme. Returning to Shuy, these exercises build students’ function of writing skills, but as Williamson argues in analog with Shuy, form follows function. Addressing grammatical issues has a place in the classroom if and when they become a non-self-correcting problem. My goal in the implementation of this theory is to guide my students, as writers, to be better communicators.

 

II.       Choose three of the following subjects for the teaching of writing and write one page for each that describes what they are and the empirical and pedagogical basis for using these techniques with students.

A. Multimodal projects are forms of communication beyond the traditional pen and paper essay. The emphasis is on the medium of communication rather than the rhetorical mode of communication, because various mediums of communication may all carry rhetorical communication. That is, a brochure, poster, audio essay, movie, or Flash animation all may be employed in making an argument and communicating some message. Additionally, borrowing from Marshall McLuhan and Quentin Fiore, “the medium is the message,” which means that choosing a particular medium is a rhetorical choice that carries its own meaning. As Pamela Takayoshi and Cynthia L. Selfe mention in, “Thinking about Multimodality,” the times they are a-changing. The twenty-first century digital world has expanded beyond the traditional writing assignment. The increase in computer usage and the lowering cost of audio and video technologies empowers individuals to engage other mediums for communication besides the written word. For these reasons, Takayoshi and Selfe insist that the definition of composition needs expansion to allow for multimodal projects, because the rhetoric underlying traditional composition and multimodal composition are the same–both use rhetoric to communicate a message. Additionally, students need digital literacy in multimodal forms so that they are better communicators in their private as well as professional lives. Furthermore, students enjoy working with new technologies, which is an effective means of engaging students in rhetorical practices. It’s important to note that, as Mickey Hess says in “Composing Multimodal Assignments,” there are other considerations to make as a teacher in developing multimodal assignments. Some of these include focusing on the rhetorical practices to emphasize in a particular assignment, allowing students the latitude to explore and figure out some things on their own, encouraging group work, and having students reflect on their work and the process in writing. Pedagogically, multimodal composition engages the same rhetorical communication skills developed in written composition–the medium has changed, but the function remains the same.

B. We’ve encountered a number of complementary theories of productive student-teacher relationships over the past few weeks. Essentially, all of these involve mutual respect between teacher and student, and a leveling effect that puts the teacher and student on a more level plane of dialogic cooperation. Instead of employing a top-down, monolog approach to teaching, it’s more effective, empowering (for student and teacher), and fulfilling to have a dialog between teacher and student. One example of this comes from Hull, Rose, Fraser, and Castellano in their essay, “Remediation as Social Construct: Perspectives from an Analysis of Classroom Discourse.” These authors use classroom and student-teacher conference transcripts to remind teachers that it’s easy to drown out student voices. We should encourage more student turns in discussion, and listen and engage what our students have to say rather than hijacking class and conference discussions. Another view of productive student-teacher relationships comes from Annette Harris Powell’s “Conflicting Voices in the Classroom: Developing Critical Consciousness.” Powell employs socially engaging texts in her classroom to develop discussion and raise student’s awareness of competing discourses, thus expanding her student’s critical awareness. Powell’s ideas come up again in James T. Zebroski’s “A Hero in the Classroom,” but in reverse. Zebroski argues that teachers need to consider the heteroglossia within our students’ papers in order to better evaluate the work and connect with our students. My favorite student-teacher relationship building pedagogical tool is presented in Gerriets and Lowe’s, “Building Relationships through Written Dialog.” I like the idea of carrying on a discussion via writing with my students regarding their papers, because it allows both participants time to consider what is being said. This is not to say that I feel spoken dialog isn’t effective, but I think a combination of written and spoken dialog is important, because the teacher, as Carmen Kynard does, meets the students on the page as well in spoken dialog.

C. Listserve or the email list is a tremendously effective tool in the writing classroom as I have evidenced in my own experience at other schools and in our Teaching College Writing class. Listserve allows the conversation to carry on outside of class by empowering students to communicate with their classmates in an “open” turn based environment. What that means is that students aren’t constrained to wait and talk. They write down their thoughts and send them out to the classmates, and in turn, read the responses of others to which they may respond again. All students may take part in the conversation on listserve, but it’s particularly liberating to students that are still developing group discussion skills–if their ideas are accepted online, they may be more willing to engage classroom discussion. Besides reinforcing group communication skills, they are effective for the writing classroom, because students are required to communicate in writing. This additional writing practice fosters “form following function,” as well as rhetoric skill practice (i.e., how to best explain myself to convince my classmates that I’m right or to convey what I mean to everyone else without causing a misunderstanding). Also, as a multimodal medium of communication, listserve introduces many students to online etiquette, which adds to their abilities as effective and respectful communicators in other mediums. In a tip of the iceberg kind of way, listserve also serves the requirements of the writing program for Tier I.

III. Respond to the attached paper. Be sure to create a specific student in a particular class who is writing in response to a specific assignment. You may include any information about the student you believe to be important in understanding the pedagogical moment of this essay. Your only restrictions are that you must respond to the student you created.

This student, who I’ll call Jim, is from a working class background. His mom and dad both work, and have at most a high school education. They want their son to succeed in life, and they see education as the key to that success. Therefore, they stressed his need for education without really explaining or fleshing out the reasons behind their belief that education is the key to a better life, and how could they without that kind of experience themselves? For Jim, this caused confusion as he went through school, because he could realize the tangible and immediate rewards of street education whereas school education provided less tangible payoffs. At the core of his being, he is someone that wants to embrace higher education and reap the good life for his efforts, but he’s looking for the hook, or reason, that will light his own fire to learn.

Jim’s paper, “Renaissance Man,” was written in response to my second writing assignment in Tier I College Writing. The assignment was to write a three page personal response to a film that you’ve seen. The response should weave together personal narrative to support or refute what the student saw as the argument of the film.

This is my response following Gerriets and Lowe’s written dialog method:

7/2/08

Dear Jim,

I enjoyed reading your essay on Penny Marshall’s Renaissance Man (did you know Marshall also directed Tom Hanks in the film, Big? If you haven’t seen it, that’s another one that you should check out, because it addresses many of the issues you raise about different kinds of education). I saw two major arguments in your essay–one is that education is not just book learning, but it’s also experience gained outside of school, and the other is that learning takes place when the individual has a motivation to learn. These are powerful ideas, and I can see some of the ways you weaved your own narrative about your parents’ expectation that you go to college and other pressures that they placed on you growing up with the examples that you chose from the film. I’d like to go more in-depth on these examples, and perhaps together we can formulate a plan to make this an even stronger paper.

After rereading your first paragraph, I get the sense that your theory has to do with encouraging students to learn in school. You claim that, “our school programs are missing a way to teach everyone…to find something that everyone is interested in.” I see where you’re coming from in that classes often lack a hook or a common idea that students are interested in learning about, or the reasons for learning aren’t always immediately apparent. That, perhaps, more should go into showing students how to be engaged learners or why learning is important and can be fun, rather than just telling students these things. Showing is definitely a more powerful rhetorical tool, especially when you’re writing, and I feel that you can do more of this to empower your own argument. If you decide to focus on this one idea to develop your own theory about learning in your next revision, I would suggest adding an example from your life when your parents put pressure on your to learn and perhaps their words didn’t work on you. Another way would be to talk about a specific example from school when the teacher didn’t spark your interest to learn. Show how that supports your theory, and then talk about Renaissance Man as reinforcing what you see as a need of education–a real reason or a more exciting reason to learn, to care about learning. Let me know if you go this direction, because I want to let give you an essay about this very topic by Mem Fox. When you read what she has to say, you’ll think you’re on the same wavelength!

There’s another thread in your paper that you might want to pick up if you decide not to go the reason route. That other way has to do with what you wrote on page 2, “People put too much emphasis in the idea that good grades equal an educated person, this is a false statement. Many people that have poor grades in school are more intelligent than a person who makes good grades in school.”   I read it as you making a distinction between school learning and “real life” learning. This is another thread with which to center your essay around that you have good examples from the film that you can draw on. Additionally, as I said before, it would be great if you could show the reader an example of this from your own life. What are some things that you’ve learned outside of school, and what are some things that you’ve learned in school? What value do you place on the different things that you’ve learned?

Think over these different approaches, and how you might focus your paper more on one or the other, and meet with me during office hours this week. We’ll sit down and talk about your plan. I’d like to hear about some of the stories and details that you can employ to show the reader more concretely what it is you’re talking about. See you soon!

-Jason

Recovered Writing, PhD in English, Teaching College Writing, Quiz, What do people do when they write? June 16, 2008

This is the fifty-fourth post in a series that I call, “Recovered Writing.” I am going through my personal archive of undergraduate and graduate school writing, recovering those essays I consider interesting but that I am unlikely to revise for traditional publication, and posting those essays as-is on my blog in the hope of engaging others with these ideas that played a formative role in my development as a scholar and teacher. Because this and the other essays in the Recovered Writing series are posted as-is and edited only for web-readability, I hope that readers will accept them for what they are–undergraduate and graduate school essays conveying varying degrees of argumentation, rigor, idea development, and research. Furthermore, I dislike the idea of these essays languishing in a digital tomb, so I offer them here to excite your curiosity and encourage your conversation.

Before I could accept my teaching fellowship at Kent State University, I needed to take the graduate seminar, “Teaching College English.” I was fortunate to have the opportunity to take this class from Professor Brian Huot. At the time, I thought my primary concern was putting together my first syllabus, but through the seminar, I learned the importance of meeting student needs, considering outcomes, meeting students on the page, helping students improve their command of rhetoric and multimodality with a portfolio, and considering student work holistically (something that I continue to do with the Georgia Tech WCP’s WOVEN modalities and programmatic rubric).

This third of four Recovered Writing posts from Teaching College Writing is my response to a quiz on an assigned reading on “What do people do when they write?” I can’t find the essay/handout that we were responding to, but I think that some of the thoughts that I put down regarding mechanics/surface vs. content/depth are interesting.

Jason W. Ellis

Professor Brian Huot

Teaching College Writing

16 June 2008

“What do people do when they write?” Quiz

1)  What can you say about the kinds of responses from students in the two groups?  Are the first group of responses for each grade level different than the second group–what are the differences or similarities for each group in each grade level?

The responses from students in the first group of each grade level are typically about thought, expression, and explanation, and the second group responses of each grade level are about practices and methodology.  Linking these responses back to the class, the first groups are aligned with function, and the second groups are aligned with form.

In the third-, fourth-, and fifth-grade responses, the first group overwhelming uses the following key words and phrases:  think, open their minds, and share…thoughts.  Also, they write for a purpose such as to relax, avoid boredom, or to communicate with friends and relatives.  The second group’s responses focus on practical matters and the mechanics of writing.  For example, these students talk about holding the pencil, sitting down to write, making letters, moving the hand and pencil, and wasting ink and pencil lead.

Again, the responses of the first group of ninth graders are generally about expression.  They “tell about things,” “get stuff across,” and “express their thoughts.”  The responses from the second group are, like the second group of third to fifth graders, about the physicality of writing.  For example, they “just write stuff down,” “hold a pencil and move their hands,” and “put the point of the pencil to the paper and start making words and letters.”  There are exceptions in both groups that could be interpreted as belonging to the other group if the groups are divided based on function and form.

The college freshmen groups are also split along lines of function and form.  The first group is largely about conveying, explaining, translating thoughts into words, and revealing thoughts, ideas, and emotions.  The second group of college freshmen is more closely aligned to the first than the other two grade levels, because there are some responses about expression and communication.  However, the majority of the responses concern mechanics (e.g., “usage and grammar”) and writing methods (e.g., “First you pick your topic, then you make sure you have enough information.  Then you rewrite and check the spelling and copy it down” and “They express their overall views on a given topic and later draw conclusions in a patterned coherent fashion”).  Also, there’s a response that describes the act of writing.

 

2)  Do you see any similarities across grade levels for each of the groups?  Are there certain characteristics for either group one or two responses?  What are those characteristics?

In general, the responses of the first group of each grade level are about the function of writing–i.e., communication and the expression of ideas, and those of the second group of each grade level are about the form of writing–i.e., the act of writing and methods of writing.

 

3)  Considering your answers to the first two questions, what variable (consideration, category, quality) did the researchers use to separate the different groups of responses within each grade level?

Considering our readings of the past week, and the writing concept that “form follows function,” it seems that the responses are grouped based on writing ability.  The first group in each grade level has stronger writers, and the second group respondents are weaker writers.  The stronger writers understand the function of writing, because they’ve internalized that through their acquisition of writing.  The weaker writers respond by describing the literal action of writing or process of using the plug-and-chug method of writing an essay in high school.  They are thinking about the surface level of writing rather than what lies underneath as did the first group respondents.

Recovered Writing, PhD in English, Teaching College Writing, Annotated Bibliography of Teaching SF Resources, June 29, 2008

This is the fifty-third post in a series that I call, “Recovered Writing.” I am going through my personal archive of undergraduate and graduate school writing, recovering those essays I consider interesting but that I am unlikely to revise for traditional publication, and posting those essays as-is on my blog in the hope of engaging others with these ideas that played a formative role in my development as a scholar and teacher. Because this and the other essays in the Recovered Writing series are posted as-is and edited only for web-readability, I hope that readers will accept them for what they are–undergraduate and graduate school essays conveying varying degrees of argumentation, rigor, idea development, and research. Furthermore, I dislike the idea of these essays languishing in a digital tomb, so I offer them here to excite your curiosity and encourage your conversation.

Before I could accept my teaching fellowship at Kent State University, I needed to take the graduate seminar, “Teaching College English.” I was fortunate to have the opportunity to take this class from Professor Brian Huot. At the time, I thought my primary concern was putting together my first syllabus, but through the seminar, I learned the importance of meeting student needs, considering outcomes, meeting students on the page, helping students improve their command of rhetoric and multimodality with a portfolio, and considering student work holistically (something that I continue to do with the Georgia Tech WCP’s WOVEN modalities and programmatic rubric).

This second of four Recovered Writing posts from Teaching College Writing is a brief annotated bibliography of teaching science fiction resources. Professor Huot asked us to do research in our specific discipline and report back what we found. This kind of work has become an integral part of my professionalization as an educator (research+pedagogy) and reflective practitioner (how did this other person do that–how can I incorporate/modify/adapt their approach into mine–what worked/didn’t work and how can I make it better?).

Jason W. Ellis

Professor Brian Huot

Teaching College Writing

29 June 2008

Teaching Science Fiction Annotated Bibliography

Attebery, Brian. “Teaching Fantastic Literature.” Science-Fiction Studies 23:3 (Nov. 1996): 406-410.

Instead of focusing his course on Science Fiction, Attebery combines fantasy and SF into one course under the umbrella of the fantastic. Again, this is a literature, and not a composition course, but the important lesson to take away from his essay is that students with fantasy/SF backgrounds, which are not necessarily the same thing, as well as students without an inkling of experience with the fantastic all have something to bring to class discussion. Also, some fantastic literature carries more cultural or historic baggage than students may already be acquainted with, which may break down discussion, or require more lecturing or assigned reading in order to prepare students for engaging a particular text.

 

Bengels, Barbara. “The Pleasures and Perils of Teaching Science Fiction on the College Level.” Science-Fiction Studies 23:3 (Nov. 1996): 428-431.

Bengels builds on examples from Science Fiction and criticism, both on teaching SF, “to address the inherent and unique difficulties of teaching a body of literature that is changing even as we attempt to examine it…to convey the excitement and sense of wonder that continues to set science fiction apart from any other form of literature” (428). Most importantly, she suggests that, “There’s a special sense of community in the sf world that finds its way right into the classroom; new ideas must be bounced off one another, making for very exciting classroom discussions: new words, new worlds, new concepts all to be explored together” (430).

 

Csicsery-Ronay, Jr., Istvan. “The Seven Beauties of Science Fiction.” Science-Fiction Studies 23:3 (Nov. 1996): 385-388.

Csicsery-Ronay begins his essay with this striking line: “Like being hanged, teaching introductory sf courses to undergraduates focuses the mind wonderfully” (385). He is addressing the teaching of Gunn’s SF genre course, but he provides a great framework for introducing students to SF through a handout titled, “WHAT MAKES SCIENCE FICTION SCIENCE FICTION?” (386). This handout, perhaps given after having students read an emblematic SF short story, would be a powerful tool for opening discussion about what constitutes SF and what our students think SF is. Furthermore, he responds to what is implicitly said in Bengels, Gunn, and others when he writes, “My sf texts must also introduce students to important philosophical, social, and literary ideas that they might not encounter anywhere else, given the state of contemporary higher education” (386). This significant accusation reflects the potential of SF to engage students in ideas and critical thought that they would not otherwise encounter.

 

Elkins, Charles and Darko Suvin. “Preliminary Reflections on Teaching Science Fiction Critically.” Science-Fiction Studies 6 (1979): 263-270.

There are some very practical and insightful contributions by Elkins and Suvin in this Marxist essay regarding the teaching of SF.          The authors propose that, “The main and the highest goal of SF teaching–as of all teaching–ought, in our opinion, to be a specific form of civic education” (267). SF is great for inculcating critical thinking, because SF often turns accepted systems upside-down. Introducing students to this and discussing what’s in the text and what the text leaves out should raise their ability to see beneath the surface of the text. Elkins and Suvin go on to suggest that, “Teaching SF…involves description and assessment, interpretation and evaluation; teaching SF is an act of literary criticism fused with the communication of that criticism” (268). In this passage, the authors are not literary saying that SF is literary criticism in the academic sense of an analysis of Shakespeare, but rather, SF is a critical literature that engages social issues. This is the power of SF that is useful for generating discussion in the introductory college writing classroom.

 

Evans, Arthur B. and R.D. Mullen. “North American College Courses in Science Fiction, Utopian Literature, and Fantasy.” Science-Fiction Studies 23:3 (Nov. 1996): 437-528.

Evans and Mullen compiled this list of SF, utopian, and fantasy courses complete with descriptions and book lists from colleges and universities all over the world. It also includes lists of works, authors, and films most often assigned.

 

Finch, Sheila. “Dispatches from the Trenches: Science Fiction in the Classroom.” Extrapolation 41:1 (Spring 2000): 28-35.

Finch writes that SF is a uniquely appropriate genre for stimulating student involvement and discussion, because it serves all the functions of other literature with, “the added distinction of being…a literature of ideas to think about in a peculiarly new way, what Albert Einstein called Gedankenexperimenten” (29). The thought experiment aspect of SF is indeed powerful for generating discussion, because it presents a new view to a (perhaps) mundane subject, and it begs the reader to critically evaluate the thought experiment on the surface narrative as well as what lies beneath. Like Bengels, Finch declares, “SF is a literature of ideas,” which can be employed as a useful tool in developing writing students skills at responding to things that they might not have considered before (31).

 

Gunn, James. “Teaching Science Fiction.” Science-Fiction Studies 23:3 (Nov. 1996): 377-384.

Gunn’s essay primarily concerns his own approaches to teaching SF as a genre course, and he makes the claim that of all of the SF courses available at various schools, “They seem to be as varied as the colleges and universities at which they are taught, and a number seem to address the question of what science fiction is and how to read it, that is, they are genre courses. But I would argue that there should be more” (377). In regard to his own various approaches to teaching SF, he identifies three course themes: 1) “the great books,” 2) “the ideas in science fiction,” and 3) “the historical approach.” He doesn’t address SF in the introductory writing classroom, but I believe his “ideas” theme is appropriate for generating discussion and leading into student essay topics without the course taking on a literature-laden mood.

 

Mullen, R.D. “Science Fiction in Academe.” Science-Fiction Studies 23:3 (Nov. 1996): 371-374.

This is a short history of the introduction of SF into the American college classroom. It includes early course descriptions and book lists.

 

Ontell, Val. “Imagine That! Science Fiction as a Learning Motivation.” Community & Junior College Libraries 12:1 (2003): 57-70.

This essay overflows with numerous examples of SF and fantasy stories, TV shows, and films, and how they may be used to engage our students’ attention and imagination. In addition to all of Ontell’s fabulous lists and contextualizations, she points out how the fantastic is an important learning tool: “Whether the students are in the elementary grades, middle school, high school, or higher, it is the function of teachers and librarians to provide the tools that enable them to question intelligently. Science Fiction provides many vehicles for inculcating those tools in a variety of subjects by stimulating the imagination and thus motivating students to learn” (57). In the writing classroom, building our students’ ability to “question intelligently” is essential to their success as readers and stronger writers.

 

Samuelson, David N. “Adventures in Paraliterature.” Science-Fiction Studies 23:3 (Nov. 1996): 389-392.

Samuelson provides a plethora of author and work successes in his classes. Also, he notes the usefulness of group presentations on particular works or authors to share with the class, and he lauds the use of a “cumulative journal” or portfolio in the classroom.

Recovered Writing, PhD in English, Teaching College Writing, Assignment Design: Team-Based Competitive Blogging with Portfolio Integration, July 1, 2008

This is the fifty-second post in a series that I call, “Recovered Writing.” I am going through my personal archive of undergraduate and graduate school writing, recovering those essays I consider interesting but that I am unlikely to revise for traditional publication, and posting those essays as-is on my blog in the hope of engaging others with these ideas that played a formative role in my development as a scholar and teacher. Because this and the other essays in the Recovered Writing series are posted as-is and edited only for web-readability, I hope that readers will accept them for what they are–undergraduate and graduate school essays conveying varying degrees of argumentation, rigor, idea development, and research. Furthermore, I dislike the idea of these essays languishing in a digital tomb, so I offer them here to excite your curiosity and encourage your conversation.

Before I could accept my teaching fellowship at Kent State University, I needed to take the graduate seminar, “Teaching College English.” I was fortunate to have the opportunity to take this class from Professor Brian Huot. At the time, I thought my primary concern was putting together my first syllabus, but through the seminar, I learned the importance of meeting student needs, considering outcomes, meeting students on the page, helping students improve their command of rhetoric and multimodality with a portfolio, and considering student work holistically (something that I continue to do with the Georgia Tech WCP’s WOVEN modalities and programmatic rubric).

In this first of four Recovered Writing posts from this seminar, I am sharing a project with support for portfolios. Since I wrote this project, technology and teaching have come a long way, but the ideas in this assignment can be repurposed in many different ways.

Also, I enjoyed looking at the attached screenshots of WordPress circa 2008. I miss the earlier design for WordPress.

Jason W. Ellis

Professor Brian Huot

Teaching College English

1 July 2008

Competitive Team Blogging with Portfolio Integration

image002
BoingBoing crew photo by Bart Nagel, http://boingboing.net/2006/07/30/astronauts-reveal-bo.html

Introduction and Pedagogical Concerns

The five, seemingly innocuous persons in the photograph on the title page are the eccentric collaborative technoculture team of the insanely popular BoingBoing.net blog–“A Directory of Wonderful Things.”[1] They are Mark Frauenfelder, David Pescovitz, John Battelle, Cory Doctorow, and Xeni Jardin. BoingBoing.net began as a ‘zine in the 1990s by Frauenfelder, and later oozed online and evolved into the A-list blog that it is today. Through its various mediums–print, website, and blog–it has been a collaborative effort encompassing the various talents of different persons with complementary skills, abilities, and loves. Additionally, the collaboration of the “Boingers” is not only very synthetic, but also technically required in order to generate the copious content posted to their blog every day. Without this on-going large textual corpus, the popularity and repeat viewership of BoingBoing.net would not have been possible or sustainable.

I believe that BoingBoing’s collaborative blogging model has something to offer our students in an ever-increasingly technologically mediated world. Also, the writing aspect of blogging, which has been talked about in the literature by numerous persons, is a useful tool in the freshman composition and college writing classroom. Another important aspect of the blog is the archival aspect of blogging that lends itself as complementary to a portfolio centric writing classroom. However, team blogging necessitates some aspect to engender caring on the part of students in order to distinguish it as something more than merely writing online. This is achieved by forming groups to create a themed blog based on their major or interests, and requiring each team to report to the class as a whole on the “success” of the blog in terms of viewership and comments. This friendly competitive atmosphere will motivate students to work above-and-beyond in order to have better statistics than their rival groups. Therefore, team based blogging should be considered as another viable multimodal model for college writing courses, because it fulfills a number of important developmental tasks promoted by the Kent State Writing Program.

Competitive team blogging with portfolio integration for the College Writing I classroom is a pedagogical tool aimed at achieving several important goals: providing students a space and theme they are interested in, increasing student investment in a work that they “own” outside the context of the classroom, and improving teacher response by emphasizing explanation over marginal remarks, and embracing multimodal compositional practices by shifting student portfolios from physical media to the Internet.

The theory behind competitive team blogging is that students will care more about the creation, maintenance, and contribution to a collaborative work focused around something that interests them than artificial, individual assignments to be handed into the teacher. Their care for their blog and their writing posted to it will come with an audience larger than the class, department, and school. Reminding students of this broader audience, combined with their real-world data showing the origin of the viewers, should motivate them to work harder on this than assignments for a teacher-only audience.   Additionally, team blogs allow for all written work done by the student to be contained in an archive that’s always present, which encourages students to look back at past work, and more easily prepare revisions based on their own considerations and those provided by their team and the class as a whole.

This document on the implementation of competitive team blogging with portfolio integration contains a step-by-step methodology, a worksheet of topics to cover regarding collaborative blogging, a student handout on blogging and team blogging, and illustrated instructions on creating a collaborative blog with WordPress.com.[2] Additionally, this teaching tool is intended as a guide for teachers, and is aimed at that audience. Each teacher who implements team blogging should tailor its employment to his or her class. Obviously, this pedagogical tool would be much more difficult for someone with a 4/4 teaching load as opposed to a 1/2 teaching load. However, I encourage alterations to this project that makes it practical and meaningful for you and your students.

Methodology

  1. Introduce your students to your methodology and the reasons behind it. Be up-front and open with your students regarding competitive team blogging with portfolio integration. For example, tell them that they’ll be doing “team blogging” all semester, and maintain an emphasis on their contributions to their blogs throughout, and stand firm on the place of team blogging in the classroom. I don’t mean that you should not be a reflective practitioner, but the core idea of team blogging should be maintained and other alterations to lessons and assignments should be made if need be. Additionally, some students may or may not blog, and they may not be accustomed to extended teamwork. You’ll have to teach your students how to do these things, as well as teach them about other aspects of online content creation and commenting (these may be extended throughout the course).
  2. Gather student information. It’s expedient for the teacher undertaking the semester-length team blogging exercise to assign members to each of the groups. This is easily accomplished during the first week of class by requiring all students to email the teacher a numerated list of at least three interests or hobbies as well as their major. The teacher should tell the students the purpose of this exercise, and allow friends to request making their own team as long as they provide a convincing explanation for their team’s focus.
  3. Form teams. Following the gathering of student interests, form the class into four or five teams based on similar or complementary interests. Explain to the class that this will form the basis of their collaborative work over the course of the semester. Allow the students time to get to know one another, exchange contact information, and decide on the final theme and title for their team’s blog.
  4. Develop team roles. Have students review and write critiques or reports about popular collaborative blogging sites such as Gawker, Boing Boing, etc. before class. In class, open discussion about the purpose of blogs and the way in which collaborative blogs handle content creation from a number of authors. This means, guide them through understanding the roles of webmasters, editors, and content contributors. Finally, have the teams pick their first round of roles, which will alternate periodically throughout the semester in order to allow each member a chance to wear a different hat and experience different responsibilities.
  5. Create blogs. Devote a class in the computer classroom to guide the students through creating a collaborative blog with a free service such as wordpress.com (see Appendix 1 for instructions).
  6. Integrating blogs into the writing classroom. Non-graded individual assignments should be tailored as posts for the student’s team blog. If your class isn’t always in a computer classroom, require students to type up and post their handwritten class work before your next meeting.
  7. Building team competition. After four weeks of blogging, prepare your students for weekly group presentations. These presentations should be about five minutes in length for each team, so that no more than half a class is devoted to them. These presentations should include the following information: the editor’s choice of best post, the group’s choice of best post, site traffic numbers, and other interesting information such as incoming links and search terms visitors to their blog used to find their posts. Other ways of increasing competition is to offer prizes at the end of the semester for the best blog, and this can be decided by the teacher or by the class through the use of ranked voting (i.e., the class rates each team as either 1st, 2nd, 3rd, etc, and the team with the least amount of votes–meaning higher ranking–wins). Cheap prizes such as KSU keychains or t-shirts may be given to the winning team, or the teacher may solicit local businesses for donated giftcards.
  8. Team blog as portfolio. The fearless teacher combines portfolios with team blogs. This would entail having students post all of their assignments, including the required graded papers, to their team’s blog. The teacher may use the comments on those posts to leave feedback, encouragement, and critique on each student’s graded post. Additionally, students will have the opportunity to revise their papers in a new posting, which they must link back to their original post. At the end of the semester, each student must write a post that includes links to their last revisions, which in turn will link back to their earlier drafts. This nesting should facilitate easy evaluation of the portfolio assignments.
  9. Reflective Assignment. For your students’ reflective assignment, they should reflect on the blogging process as well as the writing process that you model for them throughout the semester. They will realize that they will have produced an extraordinary amount of material individually and even more so cooperatively through semester-long blogging, which will add to their developing sense as a writer.

Topics of Discussion Regarding Collaborative Blogging

  • How is online content created? It isn’t “automagically” generated by machines. Real people, with real investments in what is being communicated, are behind the text that you read on your favorite blogs.
  • Online etiquette and protocol. Encourage openness and cooperation and warn against flaming. Even though our blog writing exists out in the Internet cloud, a human being created it, and we must respect the person behind that content. It’s okay to disagree and constructively argue with a writer about his or her content, but it’s not okay to attack the person behind the writing.
  • Team roles. Talk about the differences between the roles of editor and contributors. Encourage group cohesion and support. The editor’s role is not to discourage team members, but instead to encourage them. Additionally, all team members should comment on and provide support for the other members.
  • Intergroup roles. Members of each group should be required to comment on the postings of the other groups. These comments need not be about the content of the postings, but more importantly the ideas and argument communicated by the post’s writer to an online audience.
  • Citations and plagiarism. As in traditional writing, all works and sources should be cited in blog posts. WordPress has a quoting feature, and BoingBoing.net has a good model to follow regarding proper attribution.

Handout for Students

Team Blogging

So, what’s blogging exactly?

Blogging is the maintenance of an online journal, available for all to read, that reflects on your life or a particular subject. For example, I’m a blogger. I maintain a blog about Science Fiction at dynamicsubspace.net. Each day, I write something relating to SF, teaching, or my personal life. Another example is boingboing.net, which is billed as “A Directory of Wonderful Things.” It’s run by several bloggers who post about interesting, political, and fun things that they find on the Internet.

You’re Blogging Now!

Team blogging is the basis for the most popular blogs on the net. Boing Boing, Slashfilm, Gawker, Valleywag, Slashdot, and many others write enormous amounts of content for their readers, because the task of writing is distributed amongst a number of contributors and administered by an editor. Over the course of the semester, each of you will get to experience the different roles in team blogging by developing your own blog in groups. Your team blogs will have a theme or subject that all members will tailor their writing towards. Also, everyone will post their assignments on the team blogs for your peers and I to read and respond to. I want you to own these blogs, so make as much of them as you can for a particular audience with an interest in your theme. To make things more interesting, everyone will have a chance at the end of the semester to vote on the best blog, and that team will get a prize!

I guarantee you that at the end of the semester you won’t believe how much you’ve each written, and how much you’ve progressed as writers. Furthermore, your blogs will explode with content that will interest many more people than students and myself.

Creating a Collaborative Blog with WordPress.com

  1. Sign Up Now! Direct your web browser to wordpress.com and click on the large icon labeled, Sign Up Now!
    image003
  1. Have one student create the blog’s administrator account using the Gimme a blog! option, and then have each team member go through the signup process with the Just a username, please option.image005
  2. Login to WordPress.com using the blog’s administrator account. The pages that follow are from my blog’s Dashboard—dynamicsubspace.net.image007
  3. Click on My Dashboard (upper left). This is the heart of the blog where all management takes place. Now, click on Users (right) to invite the individual team members to the blog.image009
  4. The Manage Users area allows for adding contributors to the blog. At the bottom of the page, have the teams invite each member by their registered email address. Add everyone as Editor so that they can serve that function when called on, as well as contribute to the blog.image011
  5. Now that the housekeeping stuff has been taken care of, have the students log out of the administrator account, making sure to write down that information in a safe place, and log in with their own accounts. Once logged in, have them click on Write and begin exploring the text editing capabilities of WordPress.image013
  6. The Blog Stats are essential for team reflection on the progress and audience of their blog. Returning to “My Dashboard” and clicking on Manage, and then Blog Stats yields a wealth of information about the blog’s readers. This information should be utilized in the weekly team update reports. The graphic below shows the number of visitors over time.image015
  7. Blog Stats continued. These stat boxes show referrers to the blog and the most visited posts on the blog.image017
  8. Blog Stats continued. These stat boxes show search engine terms that lead visitors to the team’s blog, and clicks made by readers from their blog to external sites.image021
  9. Blog Stats continued. At the bottom of the statistics page are raw numbers of views and posts, and incoming links to their blog from other websites and blogs.
  10. Design considerations and other explorations. Encourage your students to try out different themes (My Dashboard > Design > Themes) and other design considerations that reinforce their rhetorical choices.image023
  11. Have students reflect on their own work as well as the work of others in class and on the Internet at large. Who knows, maybe they’ll develop the next “Boing Boing” success level team blog!image025

 

 

Recovered Writing, PhD in English, Methods in the Study of Literature, Project 5/5, The Image of Women in Philip K. Dick’s Ubik Publishable Essay, December 10, 2008

This is the fifty-first post in a series that I call, “Recovered Writing.” I am going through my personal archive of undergraduate and graduate school writing, recovering those essays I consider interesting but that I am unlikely to revise for traditional publication, and posting those essays as-is on my blog in the hope of engaging others with these ideas that played a formative role in my development as a scholar and teacher. Because this and the other essays in the Recovered Writing series are posted as-is and edited only for web-readability, I hope that readers will accept them for what they are–undergraduate and graduate school essays conveying varying degrees of argumentation, rigor, idea development, and research. Furthermore, I dislike the idea of these essays languishing in a digital tomb, so I offer them here to excite your curiosity and encourage your conversation.

If I had to pick one seminar at Kent State University as being the most important to my shifting my thinking and rigor into running gear, it would have to be Professor Tammy Clewell’s Methods in the Study of Literature class. Methods is the introductory class that all PhD students have to take. Each year, a different faculty member teaches this class, and I am glad that the planets aligned for me to take this class from Professor Clewell. My joy for taking this class derives from Professor Clewell’s laser-beam accurate and calmly delivered criticisms. She expected rigor in our work, but she delivered her appraisals and commentary kindly. There was no malace in her demeanor—only the daily expectation of meticulousness, demonstration of preparedness, and application of theory. Her candor about higher education and the challenges of scholarship were eye-opening and appreciated. I was very happy to take another class from Professor Clewell the following year and even more so when she agreed to lead my postmodern theory exam and join my dissertation committee. For all of her efforts teaching, advising, and advocating, I am eternally grateful.

This is the final Recovered Writing post from Professor Clewell’s Methods seminar. Each post is one project from the seminar. They should be considered parts of a semester-long process of entering professional discourse. These are attempts at learning, arguing, and improving. The culmination of this work is the fifth project/post in this subseries—a publishable-length essay, “The Image of Women in Philip K. Dick’s Ubik.”

With additional feedback from Professor Clewell and seminar members, I continued my research and expanded my conference length paper into this publishable length essay included below. While all five parts should be seen together as a constellation of my progress in the class, this longer essay is the final deliverable of that very formative period in the Kent State PhD program. I shopped it around, but I decided instead to publish it as-is as a part of this seminar series of Recovered Writing on dynamicsubspace.net.

Jason W. Ellis

Professor Tammy Clewell

Methods in the Study of Literature

10 Dec. 2008

The Image of Women in Philip K. Dick’s Ubik

Ubik has generated a significant amount of discussion in the thirty-eight years following its initial publication in 1969. Much of this criticism avoids rigorous examination of gender roles in the text, particularly the roles of women. For example, Brian McHale includes the novel as an emblematic example of New Wave Science Fiction (SF) that represents, “SF and postmodernist mainstream fiction [becoming] one another’s contemporaries, aesthetically as well as chronologically, with each finally beginning to draw on the current phase of the other, rather than on some earlier and now dated phase” (228). Patricia Warrick most lucidly describes the postmodern aspects of Ubik in her textual and biographical analysis of the novel in which she says:

The power of Ubik…lies in Dick’s perfect yoking of content and form. He is writing of entropy, of a time when things fall apart, when death begins to eat at social structures and at the individuals who live in society, and he uses a form that is itself decayed and nearly worn out. He writes of the struggle between order and entropy, and the form becomes the content. (146)

Beneath the level of form creating content, most of the discussion involving the novel primarily involves economics and class structures. Darko Suvin argues for an elaborate structure to Dick’s writing periods by studying his, “use of characters as narrative foci and as indicators of upper and lower social classes or power statuses” (par. 2). Fredric Jameson continues the discussion on Ubik with a Marxist analysis, and he notes Dick’s postmodern dissolution of history when he writes, “Consider Dick’s capacity to render history. Consumer society, media society, “the society of the spectacle,” late capitalism–whatever one wants to call his moment–is striking in its loss of a sense of the historical past and of historical futures” (346). However, these analyses stop short of any sustained commentary and critique of gender in the text. Peter Fitting tacitly engages this when he writes, “Ubik is…a deconstruction of the metaphysical ideologies and the metaphysical formal implications of the classical bourgeois novel” (par. 14). His critique of the “metaphysical formal implications of the classical bourgeois novel” has to do with the nature of reality and linear time rather than other aspects of the bourgeois novel replicating and reinforcing accepted gender roles. Christopher Palmer talks about sex and sexuality, but only in terms of male sexual fulfillment. He connects sex to consumer advertising when he writes, “Joe Chip’s quest for sexual pleasure strikes us as grubby in the circumstances of Ubik, and anyway is continually frustrated…The implication seems to be that one can find Ubik–which is simultaneously a deity; the ultimate, shiny, and wonder-working, but insubstantial consumer product; and the promise evanescently behind every consumer product. But sexual satisfaction is not to be had” (57). My question then is for whom is that satisfaction intended? In this reading, the answer seems to be for men, which promotes patriarchic hegemony. Ubik becomes a story for and about men as well as men’s “needs.” Yes, there are women, but they are made subservient to the needs of men and the narrative progression centering on the favored narrators: Joe Chip, and his employer, Glen Runciter. Krista Kasdorf’s recent work brings us one step closer to investigating female subjectivity in Ubik through an analysis of thermodynamic entropy in Dick’s novel and Pamela Zoline’s 1967 feminist SF short story, “The Heat Death of the Universe.” Kasdorf, extending the metaphor of entropy to women, writes, “the young attractive women of Ubik can be combined into one type based on function instead of merely by physical description–they are the Maxwell’s demons of the text, and their usefulness is determined by their willingness to expend energy for men” (39). Despite the intriguing aspects of her argument about the function of women in Ubik, I disagree with her reductionist argument to combine the “young attractive women” into one type. Things are more complicated than that within the text. Instead, I argue that the individual representations of the women in Ubik serves as a more useful model to critique and understand gender roles within the novel and their replication and commentary on the real world–historically or in the here-and-now. Therefore, the question stands: How does Dick (re)present women in Ubik, and what does that representation mean?

To answer this question, Joanna Russ’ significant Second Wave Feminist (2WF) essay from 1974, “The Image of Women in Science Fiction,” serves as an important starting point to engage Ubik and its representation of women. Her essay is published only five years after Ubik, and one year before her own groundbreaking New Wave SF work, The Female Man. In the essay, Russ argues that the majority of SF lacks an imaginative extrapolation of sex, gender, and sexuality. She summarizes her paper by writing:

            The title I chose for this essay was “The Image of Women in Science Fiction.” I hesitated between that and “Women in Science Fiction” but if I had chosen the latter, there would have been very little to say.

There are plenty of images of women in science fiction.

There are hardly any women. (Russ 57)

For Russ, “images of women” lack, “speculation about the personality differences between men and women, about family structure, about sex, in short about gender roles” (54). Instead of imagining gender roles other than those rooted in the past or present, she finds that what’s often generated is, “the American middle class with a little window dressing” (54). However, there are some examples of extrapolation that require biological oddities or reengineering rather than a re-imagining of the interaction between men and women in a future space.

For all the literary experimentation as well as critiques of capitalism and subjective experiential reality in Ubik, women are subjected and subordinated to male hegemony through the reinforcement of “images of women.” I don’t agree with the way the text reinforces these images, but it is essential to uncover and analyze these images as part of a feminist reading. This reading will determine whether these images of women are a reinforcement of male hegemony or a commentary on the feminist struggles during 2WF.

There are several aspects of images of women in Ubik. First, all of the women, save one briefly in chapter five, are subordinated to narration and internal dialog of the favored male protagonists. Without a deeper, psychological voice, the women characters are flattened into images. They lack the depth of their male counterparts. Second, the women are immediately identified by physical appearance and sexual attributes, most notably through the characters Ella Runciter, Pat Conley, and Wendy Wright. And third, the women are literally miscounted in relation to male characters–more on this later.

Ella Runciter, like the other female characters in Ubik, is constructed as a mere image, because she is presented and restrained by the sexualized descriptions of her body and sexual desirability. Her full name, revealed in the penultimate chapter, is Ella Hyde Runciter. She is framed as the perpetually twenty-year-old dead wife of Glen Runciter. Also, her first name, Ella, sounds like a child’s name, possibly derived from Stella, Isabella, or perhaps whimsically, Cinderella. Her maiden name, Hyde, brings up two questions: Is she hiding from the real world in half-life, or does male authority, signified by her husband, hide her away from the world through the masculinized half-life technology provided by the Beloved Brethren Moratorium?

There are two “encounters” with Ella in Ubik, and each is loaded with physical images of the character, revealing her subjection to male hegemony. The first appearance of Ella takes place in chapter two, when Glen visits her at the half-life moratorium to speak with her on dire business matters. She is described as, “upright in her transparent casket, encased in an effluvium of icy mist…with her eyes shut, her hands lifted permanently toward her impassive face. It had been three years since he had seen Ella, and of course she had not changed. She never would, now, at least in the outward physical way” (Dick 11). Ella is described most effectively as Runciter’s “dead wife,” because she is encased in a casket, with her hands posed just-so in relation to her “impassive face.” The casket conceals her “pretty and light-skinned” body, and her closed eyelids cover her “bright and luminous blue” eyes (Dick 12). Additionally, her “impassive face” indicates that she lacks agency on the real world. Runciter chooses when to visit with Ella, without any apparent way for Ella to request or demand an audience with her husband who hasn’t visited her in three years. In terms of her appearance to someone inhabiting the real world, she cannot change “in the outward physical way,” further reinforcing her lack of dynamism, choice, and ultimately, future in the real.

Ella, in the moratorium described above, and in the world of half-life, is a character constantly seen rather than seeing. Dick describes Ella very differently in the next-to-last chapter, when a dying and increasingly sexually frustrated Joe Chip, riding in a cab, spots Ella walking along the sidewalk. The narration illustrates her as a “girl” with a “slow, easy gait,” “window-shopping,” and she’s “a pretty girl, with gay blond pigtails, wearing an unbuttoned sweater over her blouse, a bright red skirt and high-heeled little shoes” (Dick 203). In two sentences she’s described as a “girl,” despite her twenty years, and her body is eroticized by the juxtaposition of “gay blond pigtails,” implying youth, and her adult attire modified by the words: unbuttoned, bright red, and little.

Ella is made more of an objectified image when Chip learns her identity, and exclaims, “You’re the other one…Jory destroying us, you trying to help us. Behind you there’s no one, just as there’s no one behind Jory. I’ve reached the last entities involved” (Dick 206). Chip objectifies her doubly, first as a sexual object with “gay blond pigtails,” and now, as an “entity.” She responds to Chip by saying, “I don’t think of myself as an ‘entity’; I usually think of myself as Ella Runciter,” to which Joe adds, “but it’s true” (Dick 206). Granted, there is a sarcastic element to Ella’s response, but nevertheless, it’s interesting that she “usually [thinks] of [herself] as Ella Runciter,” than knowing and claiming herself as a female subject. Also, her agreeing with Chip, further implicates herself in her own objectification as an “entity” and not a human subject. Instead of a female subject, or a human being, she is reduced to existence as an “entity.” An entity usually refers to a thing, rather than a person. This is an objectified labeling by the favored male narrator enforcing the real world’s male hegemony on Ella within the psychological, dream-like world of half-life, which in a sense, is an even more despicable enterprise considering that her psyche is undermined in addition to her body.

The final aspect of Ella’s creation as an “image” rather than a woman comes when she reveals her plan to Chip about his future in half-life. She tells him, “I have a very selfish, practical reason for assisting you, Mr. Chip; I want you to replace me. I want to have someone whom Glen can ask for advice and assistance, whom he can lean on” (Dick 206). This seemingly innocuous scheme reveals the facsimile nature of Ella’s existence. She pointedly tells Chip that she wants him to replace her. Granted, she’s nearing her point of departure from half-life into rebirth, but the straight-faced manner in which she delivers this plan indicates that her role as provider of Ubik and advice, as well as role as wife, is interchangeable. Her being an interchangeable image or part further serves to objectify her as merely a “cog in the male dominated machine.” Furthermore, no one is suggesting that Chip be swapped out for one of the female characters. Despite her youthful, sexualized entrance on the stage of half-life, her plan for replacement eliminates any other desires whether they are personal fulfillment, sexual, or otherwise. Therefore, she, by this admission of replacement, relinquishes any possibility of human subjectivity and she is laid bare as an “image of women in science fiction.”

Considering Ella as an “image of women in science fiction,” is there the possibility of a redemptive reading of Ubik? Reading Ella as a cyborg as defined by Donna Haraway has the potential for interpreting her image in the novel. Haraway defines a cyborg as, “a cybernetic organism, a hybrid of machine and organism, a creature of social reality as well as a creature of fiction” (149). Ella is transformed through the technological mediation of her body on cold-pac life support, and the audial technology that facilitates the conversion of her thoughts into voice, and a live speaker’s voice into thought–what Runciter calls, “impediments to natural communication” (Dick 12). She is a “hybrid of machine and organism,” because her life and interaction with the real world is made possible and mediated by technology. Additionally, Ella is repeatedly referred to as a machine in need of “[cranking] up” and Runciter fears she’s “worn out” (Dick 7 and 12). Through her life encased in cold-pac, as her being seen as a body within a casket, she is termed more machine than human. The hybridization of half-life as being between life and death, mirrors Ella’s own hybridity of flesh and machine. Furthermore, Ella’s subjectivity as a cyborg is, in Haraway’s terms, “a matter of fiction and lived experience that changes what counts as women’s experience in the late twentieth century” (149). This reading of the image of women in Ubik reveals something about the acceptance and reinforcement of stereotyped gender roles in culture perpetuated by works of SF.

In the preceding examples, Ella is represented as an image and not a realized subject with her own voice. Connected to her image is the sexual language surrounding her cyborg encapsulation in half-life. Haraway points out that, “far from signaling a walling off of people from other living beings, cyborgs signal disturbingly and pleasurably tight couplings” (152). Nothing could be further from the truth in Ubik. Half-lifers’ intermingle minds and experiences through a shared hallucinatory experience. Unfortunately, this facilitates what the moratorium owner describes as, others “may have gotten into her because of her weakened state. She’s accessible to almost anyone” (Dick 18). The phrases “gotten into her” and “she’s accessible to almost anyone” are sexually laden and imply rape, particularly considering the “getting into her” involved an adolescent boy. Therefore, Ella’s cyborg subjectivity is more of a disturbing bodily nightmare than a political space of “pleasurably tight couplings.”

Another significant image of women in Ubik is the character Wendy Wright. Unlike Ella, Wendy is Runciter’s employee, which places her in a subordinated position in relation to the male corporate head. Additionally, she’s bound to the organization through her wages in order to exist in the future coin-operated world and “tyranny of the homeostatic machine” (Dick 81-82). As an employee, Wendy’s particular inertial ability isn’t described as it is with the majority of the other members of the team, which weakens her position as an active participant in the team’s mission to the moon. Also, her name is significant. Like Ella, Wendy is a childish name, derived from Gwendolyn and reportedly first used as a girl’s name in J. M. Barrie’s Peter Pan (1904). Her last name, Wright, is phonetically the same as “right.” This, along with Chip’s desire for Wendy might be what leads him later to say, “You know who I feel like talking to?…Wendy Wright. She’ll know what to do. I value her opinion. Why is that? I wonder. I barely know her” (Dick 90). However, Chip’s not knowing a woman very well is irrelevant to his male patriarchal objectification. She fits into a mold he created in his mind for the ideal woman, and within that role, she’s made to be the image that Chip wants.

Wendy’s objectification by Chip is best illustrated in an important passage in chapter five. In addition, the passage frames Wendy as the token Marilyn Monroe actress/character/persona on Runciter’s team to the moon. The narration presents Wendy in the following way:

As always, when the opportunity arose, Joe took a long, astute look at the girl whom, if he could have managed it, he would have had as his mistress, or, even better, his wife. It did not seem possible that Wendy Wright had been born out of blood and internal organs like other people. In proximity to her he felt himself to be a squat, oily, sweating, uneducated nurt whose stomach rattled and whose breath wheezed. Near her he became aware of the physical mechanisms which kept him alive; within him machinery, pipes and valves and gas-compressors and fan belts had to chug away at a losing task, a labor ultimately doomed. Seeing her face, he discovered that his own consisted of a garish mask; noticing her body made him feel like a low-class windup toy. All her colors possessed a subtle quality, indirectly lit. Her eyes, those green and tumbled stones, looked impassively at everything; he had never seen fear in them, or aversion, or contempt. What she saw she accepted. Generally she seemed calm. But more than that she struck him as being durable, untroubled and cool, not subject to wear, or to fatigue, or to physical illness and decline. Probably she was twenty-five or -six, but he could not imagine her looking younger, and certainly she would never look older. She had too much control over herself and outside reality for that. (Dick 58-59)

In this passage, there is a confluence of order and entropy. Wendy represents order through eternal, idealized femininity. Juxtaposed with Wendy, Joe is made aware, through his desire for this woman he idealizes, that he has a mere mortal body with processes that “had to chug away at a losing task, a labor ultimately doomed.” Part of being a human subject is the fact that death is a part of life. For Joe, Wendy is removed from the reality of death, and therefore, is a mere image, like the nymph or fairy–removed from time, and from a subjective reality of agency. In this way, Wendy’s beauty, as seen through Chip’s gaze, puts her in a casket much like that of Ella Runciter. Ella’s half-life existence removes her from agency in the real world, much like Chip’s objectification of Wendy creates a statue-like immortality. In fact, Wendy is very much described the same way as Ella in that Wendy, “looked impassively at everything.” Chip doesn’t want to join with her in a union of equality, but rather, he saw her as a, “girl whom, if he could have managed it, he would have had as his mistress, or, even better, his wife.” Therefore, Wendy is boxed into an eternal ideal as if she were already encased in cold-pac like Ella Runciter. This aspect of the novel is particularly disturbing in that wives of the choosing of the male protagonists are framed through the glass window of cold-pac and half-life existence. They are refused subjectivity so that they may be acted on explicitly by males, supposedly active in the real world.

Wendy’s image of immortality and unchanging womanhood in the early part of the novel contrasts heavily with her reaction to the explosion on the moon, and her ultimate dissolution as an image/character. During their anti-climatic escape from the moon base, Wendy asks Chip why Pat Conley didn’t use her time traveling ability to obviate the detonation. This interrogation on her part is the one act attributable to her person, but the only result is Pat laughing in her face. Wendy’s powers are negative and therefore, non-active on the world. She has to go to someone else, in this case, another woman, to act on the world. This reinforces Wendy’s powerlessness as a woman in the world of Ubik, and it questions Pat’s motivations and desires, which I will turn to later.

Juxtaposed with Wendy’s image of woman as constructed by Chip is the bodily effects that transform her following the detonation on the moon. Wendy is the first of the team to vocalize the entropic changes taking place on their bodies, which contrasts with Chip’s belief that, “Probably she was twenty-five or -six, but he could not imagine her looking younger, and certainly she would never look older. She had too much control over herself and outside reality for that” (Dick 59). In the face of Chip’s fantasy, Wendy questions and reports, “Did it age us? I feel old. I am old; your package of cigarettes is old; we’re all old, as of today, because of what has happened. This was a day for us like no other” (Dick 75). The ever youthful image of Wendy is shattered by her realization that “I feel old. I am old.” However, Chip doesn’t respond to Wendy’s epiphany, which indicates that he’s unwilling to acknowledge that his position as part of privileged male patriarchy with its benefit of creating desired objects is challenged by a potential female subject.

Wendy’s potential as a female subject is never realized within Ubik. Instead, her death reinforces her image-ness. In the morning after Al Hammond tells Chip that he’ll convince Wendy to sleep with him in his hotel room, Chip awakes to an empty room. Investigating after the moratorium’s owner arrives, they find something in the closet:

On the floor of the closet a huddled heap, dehydrated, almost mummified, lay curled up. Decaying shreds of what seemingly had once been cloth covered most of it, as if it had, by degrees, over a long period of time, retracted into what remained of its garments. Bending, he turned it over. It weighed only a few pounds; at the push of his hand its limbs folded out into thin bony extensions that rustled like paper. Its hair seemed enormously long; wiry and tangled, the black cloud of hair obscured its face. he crouched, not moving, not wanted to see who it was. (Dick 99)

Repeatedly, the body is referred to as “it.” Chip resists identifying the body, because that would connect the “huddled heap” with a flesh and blood person. Eventually, “he stared silently…at the shriveled, heat-darkened little face. And knew who this was. With difficulty he recognized her.

Wendy Wright” (Dick 100). The “shriveled, heat-darkened little face” is the only identifying feature with which to connect this ashen body with the once entropy-evading ideal called Wendy Wright. In some ways, Chip accepts her death as the burning coal of his revenge on the entropic forces acting upon him and the others. Unfortunately, Chip’s attempts at indiscretion with prostitutes in Des Moines eradicates any possibility that he actually cared for Wendy. She’s made into another image of women that can be discarded and forgotten. Thus, Wendy is denied, like Ella, any possibility as a desiring subject by a favored male protagonist. Furthermore, she’s idealized as a desired object, and anything outside those boundaries, obviates her and another form of patriarchy, Jory, devours/burns her alive.

Through Ella Runciter and Wendy Wright, women are constructed images rather than realized human subjects. Ella is encased in cyborg enhancing cold-pac, silent to the real world, and unable to act beyond the veil of glass covering her face. Wendy is a pin-up girl among Runciter’s team of inertials, lusted after by the male protagonist, and unable to live up to the ideal of her constructed image. A third, and much more problematic image in Ubik, is Pat Conley. Pat is a desired object, and not a desiring subject. However, she employs her desirability to manipulate the men that would otherwise control her. In this way, she does attain a certain subjectivity. Yet, whatever gains she makes as a sadistic manipulator of men, she looses in the end when she is devoured like the others by the half-life presence of the fifteen-year-old boy, Jory.

Pat’s image is fashioned early in the novel when a psionic talent scout tells Joe Chip that she’s a “sweet number,” and after his first gaze on her, he thinks to himself, “My god…she’s beautiful” (Dick 21, 24). Then, the narrator describes Pat:

She wore an ersatz canvas workshirt and jeans, heavy boots caked with what appeared to be authentic mud. Her tangle of shiny hair was tied back and knotted with a red bandanna. Her rolled-up sleeves showed tanned, competent arms. At her imitation leather belt she carried a knife, a field-telephone unit and an emergency pack of rations and water. On her bare, dark forearm he made out a tattoo. CAVEAT EMPTOR, it read. (Dick 24-25)

First, it’s interesting that the adjective “ersatz” is employed in relation to Pat. Besides the obvious connection to her fake “canvas workshirt,” it doubly points to her body beneath the shirt. This, combined with her tattoo, “CAVEAT EMPTOR,” implies a warning regarding her being not genuine. Furthermore, her not being genuine suggests a copy or image like quality to her being. This combined with the men’s gaze generating a desired object results in Pat’s being initially constructed as an image of women.

Relying on the previous passage, it’s intriguing that Pat’s image is described in masculine terms. First, her name is androgynous, and it’s only later that the reader sees Pat introduced as “Patricia,” and that’s in an alternative reality created by her in which she’s married to Joe Chip. As “Pat,” she is a masculinized image of women with work clothes, “hair…tied back and knotted with a red bandanna,” “rolled-up sleeves,” “tanned, competent arms,” and her having a tattoo. She evokes the image of Norman Rockwell’s painting, Rosie the Riveter, albeit without the halo. As an image of women, she’s set apart from the other, more feminine female characters in the text, which includes Ella and Wendy. She has a masculine physique and a laborer’s job as a maintenance person on the “subsurface vidphone lines in the Topeka Kibbutz,” where, “Only women can hold jobs involving manual labor” (Dick 25-26). In light of these revelations, she appears to be a female subject from a Jewish collective community that inverts predominant male patriarchal norms from the era of 2WF. Therefore, Pat appears to be a female subject that problematizes male/female roles and challenges male patriarchy.

However, Pat’s challenge to male patriarchy doesn’t remove her status as desired object, because she is never revealed as a desiring subject. If she is shown to be desiring, it’s a desiring of emasculating males (e.g., assuming Chip’s debt, and making up new house rules while essentially performing a striptease in front of him), and taking a sadistic pleasure in observing men in pain (e.g., watching Chip ascend the stairs in Des Moines while entropic forces are breaking down his body and not making any attempt to help him) (Dick 32-34, 170-179). She makes Chip the object of her delight in regards to inflicting pain, or observing pain. For these examples, she inverts the desired object/desiring subject dynamic, albeit only temporarily. Her gains as a desiring subject (i.e., one who desires to invert male patriarchy) are quickly lost when she leaves Chip on the stairs. She’s eventually consumed by Jory, the fifteen-year-old boy who’s actually orchestrating the strange affairs in half-life that Chip and his team are experiencing. Jory tells Chip during their first showdown, “I ate her out in the hall by the elevator.” There’s the literal reading that Jory devoured Pat, but another reading is that he “ate her out” in the sexual sense of cunnilingus. On the one hand, this would imply a male giving a female oral sexual pleasure, but this is made gross and potentially painful considering Jory’s “Gray, shabby teeth,” “grubby tongue,” and “great shovel teeth” (Dick 196, 198). The twist for Pat is that she believes that it was her powers facilitating the entropic deaths of the others as well as the temporal reversion from 1992 to 1939. However, these actions took place on the will of the male boy, and his implied adolescent sexual subjugation of others via his devouring oral fixation. Jory represents a sort of mega-male patriarchy in that all half-lifers represent desired objects for him, the only desiring subject. His status as desiring subject pulls the rug out from beneath Pat’s subjectivity, because the impetus behind her desiring is removed as she herself is consumed by the entropic heat death experienced by the others.

To conclude, it appears that images of women in Ubik just don’t count. This is alarmingly illustrated by a mathematical error in chapter four. It begins with Runciter gazing about his office, and thinking, “And so it went: five females and–he counted–five males. Someone was missing” (Dick 57). Prior to this, four female characters are named in the office: Edie Dorn, Tippy Jackson, Francesca Spanish, and Wendy Wright, as well six males. Also, he only pauses to count the men (albeit incorrectly). Following the passage above, the narration continues, “Ahead of Joe Chip the smoldering, brooding girl, Patricia Conley, entered. That made the eleventh; the group had all appeared” (Dick 57). Pat Conley increases the number of female inertials to five, whereas in the incorrect count, there should be six female inertials. Instead, there is an unacknowledged weighting of inertials towards men. This undocumented mistake or purposeful inclusion begs the question: Do women in Ubik really count? Ella Runciter’s loss of agency as a half-lifer would indicate no. Wendy Wright’s claim as the first of the team to die a lonely, accelerated entropic death further demonstrates this. And, Pat Conley’s false belief of destroying Runciter’s team with the use of her time traveling psionic power also implies the inability of women to act on the strange world of Ubik. Therefore, these images of women lack signification afforded to (male) human subjects caught in the subjective postmodern world Dick (re)creates in Ubik, and reinforces what Russ decried as the “cultural stereotype” of “masculinity equals power and femininity equals powerlessness” (55).

A feminist reading of this text in regard to Russ’ concept of “images of women in Science Fiction” can be problematic. On the one hand, there’s the reading that this novel absolutely objectifies women and does so in particularly demeaning ways. Essentially, they are formulated as nothing more than parts in a male dominated machine, easy to replace, and ready to serve. However, my reading of the text holds that the images of women in Ubik are commentary on Dick’s historical present within New Wave SF and more importantly, 2WF. This is evidenced by his later work, particularly the fully realized female subject, Angel Archer, in his last novel, The Transmigration of Timothy Archer (1982). Ubik, and Dick’s other novels, are deserving of further attention regarding gender roles, and I believe that there is much more to say about the interrelationships of gender and capitalism that, unfortunately, I could not address in the scope of this paper.

Works Cited

Barrie, J.M. Peter Pan and Other Plays. Oxford: Oxford UP, 1999.

Dick, Philip K. The Transmigration of Timothy Archer. New York: Simon & Schuster, 1982.

—. Ubik. New York: Doubleday, 1969.

Fitting, Peter. “Ubik: The Deconstruction of Bourgeois SF.” Science Fiction Studies 2:1 (1975). 19 October 2007 <http://www.depauw.edu/sfs/backissues/5/fitting5art.htm&gt;.

Haraway, Donna. “A Cyborg Manifesto: Science, Technology, and Socialist-Feminism in the Late Twentieth Century.” Simians, Cyborgs, and Women: The Reinvention of Nature. New York: Routledge, 1991. 149-181.

Jameson, Fredric. Archaeologies of the Future: The Desire Called Utopia and Other Science Fictions. New York: Verso, 2005.

Kasdorf, Krista. “Ubiquitous Entropy and Heat Death in Philip K. Dick and Pamela Zoline.” Thesis. Florida Atlantic University, 2006. Proquest/UMI Microform 1435298.

McHale, Brian. Constructing Postmodernism. New York: Routledge, 1992.

Palmer, Christopher. Philip K. Dick: Exhilaration and Terror of the Postmodern. Liverpool: Liverpool UP, 2003.

Rockwell, Norman. Rosie the Riveter. 1943. Private collection. 2 December 2007 <http://www.artchive.com/artchive/R/rockwell/rockwell_rosie.jpg.html&gt;.

Russ, Joanna. “The Image of Women in Science Fiction.” Vertex 1.6 (Feb 1974): 53-57.

—. The Female Man. New York: Bantam Book, 1975.

Suvin, Darko. “P.K. Dick’s Opus: Artifice as Refuge and World View.” Science Fiction Studies 2:22 (1975). 19 October 2007 <http://www.depauw.edu/sfs/backissues/5/suvin5art.htm&gt;.

Warrick, Patricia S. Mind in Motion: The Fiction of Philip K. Dick. Carbondale and Edwardsville: Southern Illinois UP, 1987.

Recovered Writing, PhD in English, Methods in the Study of Literature, Project 4/5, The Image of Women in Philip K. Dick’s Ubik Conference Paper, November 29, 2008

This is the fiftieth post in a series that I call, “Recovered Writing.” I am going through my personal archive of undergraduate and graduate school writing, recovering those essays I consider interesting but that I am unlikely to revise for traditional publication, and posting those essays as-is on my blog in the hope of engaging others with these ideas that played a formative role in my development as a scholar and teacher. Because this and the other essays in the Recovered Writing series are posted as-is and edited only for web-readability, I hope that readers will accept them for what they are–undergraduate and graduate school essays conveying varying degrees of argumentation, rigor, idea development, and research. Furthermore, I dislike the idea of these essays languishing in a digital tomb, so I offer them here to excite your curiosity and encourage your conversation.

If I had to pick one seminar at Kent State University as being the most important to my shifting my thinking and rigor into running gear, it would have to be Professor Tammy Clewell’s Methods in the Study of Literature class. Methods is the introductory class that all PhD students have to take. Each year, a different faculty member teaches this class, and I am glad that the planets aligned for me to take this class from Professor Clewell. My joy for taking this class derives from Professor Clewell’s laser-beam accurate and calmly delivered criticisms. She expected rigor in our work, but she delivered her appraisals and commentary kindly. There was no malace in her demeanor—only the daily expectation of meticulousness, demonstration of preparedness, and application of theory. Her candor about higher education and the challenges of scholarship were eye-opening and appreciated. I was very happy to take another class from Professor Clewell the following year and even more so when she agreed to lead my postmodern theory exam and join my dissertation committee. For all of her efforts teaching, advising, and advocating, I am eternally grateful.

This is the fourth of five Recovered Writing posts from Professor Clewell’s Methods seminar. Each post is one project from the seminar. They should be considered parts of a semester-long process of entering professional discourse. These are attempts at learning, arguing, and improving. The culmination of this work is the fifth project/post in this subseries—a publishable-length essay, “The Image of Women in Philip K. Dick’s Ubik.”

While my third project’s argument was a complete disaster, the feedback that I received on it enabled me to find a better approach supported by a stronger argument and more persuasive evidence in the fourth project. I went through three drafts before arriving at the conference-length paper included below.

Jason W. Ellis

Professor Tammy Clewell

Methods in the Study of Literature

29 Nov. 2008

The Image of Women in Philip K. Dick’s Ubik

Ubik has generated a significant amount of discussion in the thirty-eight years following its initial publication in 1969. Brian McHale includes the novel as an emblematic example of New Wave Science Fiction (SF) that represents, “SF and postmodernist mainstream fiction [becoming] one another’s contemporaries, aesthetically as well as chronologically, with each finally beginning to draw on the current phase of the other, rather than on some earlier and now dated phase” (228). Patricia Warrick most lucidly describes the postmodern aspects of Ubik in her textual and biographical analysis of the novel in which she says:

The power of Ubik…lies in Dick’s perfect yoking of content and form. He is writing of entropy, of a time when things fall apart, when death begins to eat at social structures and at the individuals who live in society, and he uses a form that is itself decayed and nearly worn out. He writes of the struggle between order and entropy, and the form becomes the content. (146)

Beneath the level of form creating content, most of the discussion involving the novel primarily involves economics and class structures. Darko Suvin argues for an elaborate structure to Dick’s writing periods by studying his, “use of characters as narrative foci and as indicators of upper and lower social classes or power statuses” (par. 2). Fredric Jameson continues the discussion on Ubik with a Marxist analysis, and he notes Dick’s postmodern dissolution of history when he writes, “Consider Dick’s capacity to render history. Consumer society, media society, “the society of the spectacle,” late capitalism–whatever one wants to call his moment–is striking in its loss of a sense of the historical past and of historical futures” (346). However, these analyses stop short of any sustained commentary and critique of gender in the text. Peter Fitting tacitly engages this when he writes, “Ubik is…a deconstruction of the metaphysical ideologies and the metaphysical formal implications of the classical bourgeois novel” (par. 14). His critique of the “metaphysical formal implications of the classical bourgeois novel” has to do with the nature of reality and linear time rather than other aspects of the bourgeois novel replicating and reinforcing accepted gender roles. Christopher Palmer talks about sex and sexuality, but only in terms of male sexual fulfillment. He connects sex to consumer advertising when he writes, “Joe Chip’s quest for sexual pleasure strikes us as grubby in the circumstances of Ubik, and anyway is continually frustrated…The implication seems to be that one can find Ubik–which is simultaneously a deity; the ultimate, shiny, and wonder-working, but insubstantial consumer product; and the promise evanescently behind every consumer product. But sexual satisfaction is not to be had” (57). My question then is for whom is that satisfaction intended? In this reading, the answer clearly is for men, thus promoting patriarchic hegemony. Ubik becomes a story for and about men as well as men’s “needs.” Yes, there are women, but they are made subservient to the needs of men and the narrative progression centering on the favored narrators: Joe Chip, and his employer, Glen Runciter. Krista Kasdorf’s recent work brings us one step closer to investigating female subjectivity in Ubik through an analysis of thermodynamic entropy in Dick’s novel and Pamela Zoline’s 1967 feminist SF short story, “The Heat Death of the Universe.” Kasdorf, extending the metaphor of entropy to women, writes, “the young attractive women of Ubik can be combined into one type based on function instead of merely by physical description–they are the Maxwell’s demons of the text, and their usefulness is determined by their willingness to expend energy for men” (39). Despite the intriguing aspects of her argument about the function of women in Ubik, I disagree with her reductionist argument to combine the “young attractive women” into one type. Instead, I argue that the individual representations of the women in Ubik serves as a more useful model to critique and understand gender roles within the novel and their replication and commentary on the real world–historically or in the here-and-now. Therefore, the question stands: How does Dick (re)present women in Ubik, and what does that representation mean?

To answer this question, Joanna Russ’ significant Second Wave Feminist essay from 1974, “The Image of Women in Science Fiction,” serves as an important starting point to engage Ubik and its representation of women. Her essay is published only five years after Ubik, and one year before her own groundbreaking New Wave SF work, The Female Man. In the essay, Russ argues that the majority of SF lacks an imaginative extrapolation of sex, gender, and sexuality. She summarizes her paper by writing:

The title I chose for this essay was “The Image of Women in Science Fiction.” I hesitated between that and “Women in Science Fiction” but if I had chosen the latter, there would have been very little to say.

There are plenty of images of women in science fiction.

There are hardly any women. (Russ 57)

For Russ, “images of women” lack, “speculation about the personality differences between men and women, about family structure, about sex, in short about gender roles” (54). Instead of imagining gender roles other than those rooted in the past or present, she finds that what’s often generated is, “the American middle class with a little window dressing” (54). However, there are some examples of extrapolation that require biological oddities or reengineering rather than a re-imagining of the interaction between men and women in a future space.

For all the literary experimentation as well as critiques of capitalism and subjective experiential reality in Ubik, women are subjected and subordinated to male hegemony through the reinforcement of “images of women.” First, all of the women, save one briefly in chapter five, are subordinated to narration and internal dialog of the favored male protagonists. Without a deeper, psychological voice, the women characters are flattened into images. They lack the depth of their male counterparts. Second, the women are immediately identified by physical appearance and sexual attributes, most notably through the character Ella Runciter. And third, the women are literally miscounted in relation to male characters–more on this later.

Ella Runciter, like the other female characters in Ubik, is constructed as a mere image, because she is presented and restrained by the sexualized descriptions of her body and sexual desirability. Her full name, revealed in the penultimate chapter, is Ella Hyde Runciter. She is framed as the perpetually twenty-year-old dead wife of Glen Runciter. Also, her first name, Ella, sounds like a child’s name, possibly derived from Stella, Isabella, or perhaps whimsically, Cinderella. Her maiden name, Hyde, brings up two questions: Is she hiding from the real world in half-life, or does male authority, signified by her husband, hide her away from the world through the masculinized half-life technology provided by the Beloved Brethren Moratorium?

There are two “encounters” with Ella in Ubik, and each is loaded with physical images of the character, revealing her subjection to male hegemony. The first appearance of Ella takes place in chapter two, when Glen visits her at the half-life moratorium to speak with her on dire business matters. She is described as, “upright in her transparent casket, encased in an effluvium of icy mist…with her eyes shut, her hands lifted permanently toward her impassive face. It had been three years since he had seen Ella, and of course she had not changed. She never would, now, at least in the outward physical way” (Dick 11). Ella is described most effectively as Runciter’s “dead wife,” because she is encased in a casket, with her hands posed just-so in relation to her “impassive face.” The casket conceals her “pretty and light-skinned” body, and her closed eyelids cover her “bright and luminous blue” eyes (Dick 12). Additionally, her “impassive face” indicates that she lacks agency on the real world. Runciter chooses when to visit with Ella, without any apparent way for Ella to request or demand an audience with her husband who hasn’t visited her in three years. In terms of her appearance to someone inhabiting the real world, she cannot change “in the outward physical way,” further reinforcing her lack of dynamism, choice, and ultimately, future in the real.

Ella, in the moratorium described above, and in the world of half-life, is a character constantly seen rather than seeing. Dick describes Ella very differently in the next-to-last chapter, when a dying and increasingly sexually frustrated Joe Chip, riding in a cab, spots Ella walking along the sidewalk. The narration illustrates her as a “girl” with a “slow, easy gait,” “window-shopping,” and she’s “a pretty girl, with gay blond pigtails, wearing an unbuttoned sweater over her blouse, a bright red skirt and high-heeled little shoes” (Dick 203). In two sentences she’s described as a “girl,” despite her twenty years, and her body is eroticized by the juxtaposition of “gay blond pigtails,” implying youth, and her adult attire modified by the words: unbuttoned, bright red, and little.

Ella is made more of an objectified image when Chip learns her identity, and exclaims, “You’re the other one…Jory destroying us, you trying to help us. Behind you there’s no one, just as there’s no one behind Jory. I’ve reached the last entities involved” (Dick 206). Chip objectifies her doubly, first as a sexual object with “gay blond pigtails,” and now, as an “entity.” She responds to Chip by saying, “I don’t think of myself as an ‘entity’; I usually think of myself as Ella Runciter,” to which Joe adds, “but it’s true” (Dick 206). Granted, there is a sarcastic element to Ella’s response, but nevertheless, it’s interesting that she “usually [thinks] of [herself] as Ella Runciter,” than absolutely declaring herself as a human subject identified as Ella Runciter. Also, her agreeing with Chip, further implicates herself in her own objectification as an “entity” and not a human subject. Instead of a female subject, or a human being, she is reduced to existence as an “entity.” An entity usually refers to a thing, rather than a person. This is an objectified labeling by the favored male narrator enforcing the real world’s male hegemony on Ella within the psychological, dream-like world of half-life, which in a sense, is an even more despicable enterprise considering that her psyche is undermined in addition to her body.

The final aspect of Ella’s creation as an “image” rather than a woman comes when she reveals her plan to Chip about his future in half-life. She tells him, “I have a very selfish, practical reason for assisting you, Mr. Chip; I want you to replace me. I want to have someone whom Glen can ask for advice and assistance, whom he can lean on” (Dick 206). This seemingly innocuous scheme reveals the facsimile nature of Ella’s existence. She pointedly tells Chip that she wants him to replace her. Granted, she’s nearing her point of departure from half-life into rebirth, but the straight-faced manner in which she delivers this plan indicates that her role as provider of Ubik and advice, as well as role as wife, is interchangeable. Interchangeability implies commodification and objectification. Despite her youthful, sexualized entrance on the stage of half-life, her plan for replacement eliminates any other desires whether they are personal fulfillment, sexual, or otherwise. Therefore, she, by this admission of replacement, relinquishes any possibility of human subjectivity and she is laid bare as an “image of women in science fiction.”

Considering Ella as an “image of women in science fiction,” is there the possibility of a redemptive reading of Ubik? Reading Ella as a cyborg as defined by Donna Haraway has the potential for interpreting her image in the novel. Haraway defines a cyborg as, “a cybernetic organism, a hybrid of machine and organism, a creature of social reality as well as a creature of fiction” (149). Ella is transformed through the technological mediation of her body on cold-pac life support, and the audial technology that facilitates the conversion of her thoughts into voice, and a live speaker’s voice into thought–what Runciter calls, “impediments to natural communication” (Dick 12). She is a “hybrid of machine and organism,” because her life and interaction with the real world is made possible and mediated by technology. Additionally, Ella is repeatedly referred to as a machine in need of “[cranking] up” and Runciter fears she’s “worn out” (Dick 7 and 12). Through her life encased in cold-pac, as her being seen as a body within a casket, she is termed more machine than human. The hybridization of half-life as being between life and death, mirrors Ella’s own hybridity of flesh and machine. Furthermore, Ella’s subjectivity as a cyborg is, in Haraway’s terms, “a matter of fiction and lived experience that changes what counts as women’s experience in the late twentieth century” (149). It should be noted that Haraway’s Third Wave Feminism affinity politics structured around the idea of the cyborg comes much later historically than the text to which I’m applying it. As such, my reading of the image of women in Ubik reveals something about the acceptance and reinforcement of stereotyped gender roles in culture perpetuated by works of SF.

In the preceding examples, Ella is represented as an image and not a realized subject with her own voice. Connected to her image is the sexual language surrounding her cyborg encapsulation in half-life. Haraway points out that, “far from signaling a walling off of people from other living beings, cyborgs signal disturbingly and pleasurably tight couplings” (152). Nothing could be further from the truth in Ubik. Half-lifers’ intermingle minds and experiences through a shared hallucinatory experience. Unfortunately, this facilitates what the moratorium owner describes as, others “may have gotten into her because of her weakened state. She’s accessible to almost anyone” (Dick 18). The phrases “gotten into her” and “she’s accessible to almost anyone” are sexually laden and imply rape, particularly considering the “getting into her” involved an adolescent boy. Therefore, Ella’s cyborg subjectivity is more of a disturbing bodily nightmare than a political space of “pleasurably tight couplings.”

To conclude, it appears that images of women in Ubik just don’t count. This is alarmingly illustrated by a mathematical error in chapter four. It begins with Runciter gazing about his office, and thinking, “And so it went: five females and–he counted–five males. Someone was missing” (Dick 57). Prior to this, four female characters are named in the office: Edie Dorn, Tippy Jackson, Francesca Spanish, and Wendy Wright, as well six males. Also, he only pauses to count the men (albeit incorrectly). Following the passage above, the narration continues, “Ahead of Joe Chip the smoldering, brooding girl, Patricia Conley, entered. That made the eleventh; the group had all appeared” (Dick 57). Pat Conley increases the number of female inertials to five, whereas in the incorrect count, there should be six female inertials. Instead, there is an unacknowledged weighting of inertials towards men. This undocumented mistake or purposeful inclusion begs the question: Do women in Ubik really count? Ella Runciter’s loss of agency as a half-lifer would indicate no. Wendy Wright’s claim as the first of the team to die a lonely, accelerated entropic death further demonstrates this. And, Pat Conley’s false belief of destroying Runciter’s team with the use of her time traveling psionic power also implies the inability of women to act on the strange world of Ubik. Therefore, these images of women lack signification afforded to (male) human subjects caught in the subjective postmodern world Dick (re)creates in Ubik, and reinforces what Russ decried as the “cultural stereotype” of “masculinity equals power and femininity equals powerlessness” (55).

Works Cited

Dick, Philip K. Ubik. New York: Doubleday, 1969.

Fitting, Peter. “Ubik: The Deconstruction of Bourgeois SF.” Science Fiction Studies 2:1 (1975). 19 October 2007 <http://www.depauw.edu/sfs/backissues/5/fitting5art.htm&gt;.

Haraway, Donna. “A Cyborg Manifesto: Science, Technology, and Socialist-Feminism in the Late Twentieth Century.” Simians, Cyborgs, and Women: The Reinvention of Nature. New York: Routledge, 1991. 149-181.

Jameson, Fredric. Archaeologies of the Future: The Desire Called Utopia and Other Science Fictions. New York: Verso, 2005.

Kasdorf, Krista. “Ubiquitous Entropy and Heat Death in Philip K. Dick and Pamela Zoline.” Thesis. Florida Atlantic University, 2006. Proquest/UMI Microform 1435298.

McHale, Brian. Constructing Postmodernism. New York: Routledge, 1992.

Palmer, Christopher. Philip K. Dick: Exhilaration and Terror of the Postmodern. Liverpool: Liverpool UP, 2003.

Russ, Joanna. “The Image of Women in Science Fiction.” Vertex 1.6 (Feb 1974): 53-57.

Suvin, Darko. “P.K. Dick’s Opus: Artifice as Refuge and World View.” Science Fiction Studies 2:22 (1975). 19 October 2007 <http://www.depauw.edu/sfs/backissues/5/suvin5art.htm&gt;.

Warrick, Patricia S. Mind in Motion: The Fiction of Philip K. Dick. Carbondale and Edwardsville: Southern Illinois UP, 1987.

 

Recovered Writing, PhD in English, Methods in the Study of Literature, Project 3/5, New Wave Deconstruction in Philip K. Dick’s Ubik, November 8, 2008

This is the forty-ninth post in a series that I call, “Recovered Writing.” I am going through my personal archive of undergraduate and graduate school writing, recovering those essays I consider interesting but that I am unlikely to revise for traditional publication, and posting those essays as-is on my blog in the hope of engaging others with these ideas that played a formative role in my development as a scholar and teacher. Because this and the other essays in the Recovered Writing series are posted as-is and edited only for web-readability, I hope that readers will accept them for what they are–undergraduate and graduate school essays conveying varying degrees of argumentation, rigor, idea development, and research. Furthermore, I dislike the idea of these essays languishing in a digital tomb, so I offer them here to excite your curiosity and encourage your conversation.

If I had to pick one seminar at Kent State University as being the most important to my shifting my thinking and rigor into running gear, it would have to be Professor Tammy Clewell’s Methods in the Study of Literature class. Methods is the introductory class that all PhD students have to take. Each year, a different faculty member teaches this class, and I am glad that the planets aligned for me to take this class from Professor Clewell. My joy for taking this class derives from Professor Clewell’s laser-beam accurate and calmly delivered criticisms. She expected rigor in our work, but she delivered her appraisals and commentary kindly. There was no malace in her demeanor—only the daily expectation of meticulousness, demonstration of preparedness, and application of theory. Her candor about higher education and the challenges of scholarship were eye-opening and appreciated. I was very happy to take another class from Professor Clewell the following year and even more so when she agreed to lead my postmodern theory exam and join my dissertation committee. For all of her efforts teaching, advising, and advocating, I am eternally grateful.

This is the third of five Recovered Writing posts from Professor Clewell’s Methods seminar. Each post is one project from the seminar. They should be considered parts of a semester-long process of entering professional discourse. These are attempts at learning, arguing, and improving. The culmination of this work is the fifth project/post in this subseries—a publishable-length essay, “The Image of Women in Philip K. Dick’s Ubik.”

In this project, “Drafting a Relevant Argument,” we created the kernel of our argument for a conference paper (Project 4) and a longer publishable essay (Project 5). I had great ambition for this short paper, but I realized later—thanks to feedback from Professor Clewell and others in the seminar—that my approach to deconstruction was completely off base. This feedback was immensely useful to my thinking and reconceptualization of my argument in the projects 4 (conference paper) and 5 (publishable essay).

Jason W. Ellis

Professor Tammy Clewell

Methods in the Study of Literature

8 Nov. 2008

New Wave Deconstruction in Philip K. Dick’s Ubik

Philip K. Dick’s 1969 novel, Ubik, is the quintessential New Wave Science Fiction (SF) novel, because the author challenges accepted social frameworks, questions individualized versus universal experiences of the world, and draws on the soft sciences such as psychology and parapsychology. This work, originally written in 1966, was produced during a time of experimentation by a number of SF authors including J.G. Ballard, Harlan Ellison, and Ursula K. Le Guin. Douglas Mackey describes it as “a landmark in Dick’s development,” and, “not only is it generally considered to be one of his best novels, it marks the first distinct appearance of the transcendental element in his work” (92). The “transcendental element” is the substance of the title, Ubik. As its name suggests, Ubik is ubiquitous, and it signifies a great many things including, among others: soap, beer, coffee, and a transcendent god.

The permutations of Ubik are initially eluded to as epigraphs to each chapter. These increasingly bizarre advertisements and warnings about the potential and danger of Ubik combine with the disjointedness of the narrative. The reader is unable to pin down a meaning for Ubik, in the same way that the narrative following the explosion on the moon that supposedly kills Runciter, but spares Joe Chip, lead technician, and ten anti-psi inertials (persons having the ability to nullify psionic abilities such as pre-cognition and mind reading). The counter-intuitive regression of time in the narrative, and the transformation of modern artifacts to their Platonic essences (e.g., coins transform from a present date to an earlier one, or a La Salle turns into an older Ford Model A) creates problems for character and reader alike. Darko Suvin claims in an early essay on the novel that, “there is a serious loss of narrative control in Ubik” (par. 23). I disagree with Suvin’s argument, because what he views as its “loss” is actually a positive gain. The SF author and critic, Stanislaw Lem, asserts that, “I think, however, that the critic should not be the prosecutor of a book but its defender, though one not allowed to lie: he may only present the work in the most favorable light” (par. 18). This paper’s “favorable light” begins with the work of Peter Fitting, who writes, “Ubik is not only a deconstruction of the metaphysical ideologies and the metaphysical formal implications of the classical bourgeois novel, but also of what (in Solaris) Lem has described as the anthropomorphic presuppositions of science and of SF” (par. 14). Fitting claims that Ubik deconstructs the bourgeois novel and its commonsense worldview by, “breaking through the psychological and perceptual confines imposed on us by capitalism” (par. 16). Dick breaks through by introducing both psychological as well as metaphysical conundrums into the text that challenge not only his character’s perception of reality, but also that of the reader. However, Fitting’s argument is based deconstruction as a metaphor analogous to the fragmentation in the narrative following the explosion on the moon.

This paper goes farther than previous criticism in an exploration of its often cited non-meaning. In fact, Ubik’s meaning derives from its postmodern aspects including narrative fragmentation and deconstruction (in the Derridian sense) of commonly held beliefs. I argue that binary opposites and the deferment of meaning throughout the text generates what may be called a meditation on the nature of reality and the dissolution of objectivity.

It’s necessary to briefly describe the story before continuing the analysis. The narrative develops following the afore mentioned sneak attack on the moon by a group of industrial espionage psis perpetrated on Runciter and his group of anti-psis. The inertials escape for Earth with Runciter in cold-pac, but Joe Chip, the favored narrator, soon notices that entropy threatens the survivors’ existences. Chip and the surviving inertials discuss various theories about what’s happening, but they never fully discover the reason or mechanism for the entropic regression taking place around them and to them in the form of an accelerated death. The strange things taking place to Chip and the others is explicitly described in the text, but the overall form of the narrative into episodes of failed discovery reveals a continual deferment of meaning and resolution. In fact, many of the long running debates over the novel concerns interpretations of what actually happens and what the ending, or more accurately non-ending, actually means.

The meaning of Ubik first arrives in the ubiquity of binary opposites, which include life/death, order/entropy, heat/cold, and positive/negative. First, life and death are integral elements of the progression of the story. In the opening pages of the novel, Runciter responds to an imminent crisis by saying, “I’ll consult my dead wife” (Dick 4). He isn’t going to use a Ouiji board by candlelight. Instead, he flies to Herbert Schoenheit von Vogelsand’s Beloved Brethern Moratorium in Switzerland. Moratoriums are places where the dead still live with the help of cold-pac, or cryogenic storage in a state of half-life. Technology is utilized to keep the half-lifer from going over the brink of death, and facilitate two-way vocal communication between the half-lifer and the outside world. Life is clearly favored over death, and Dick employs half-life as a mediator between the two. In doing so, half-life breaks down the binary categories of life and death by providing a third alternative where there was none before.

Parallel to the life/death binary is order/entropy. Life is aligned with order, and death is connected to entropy or disorder. Both in the universe and in Ubik, entropy is an encroaching threat. This begins on the moon following the explosion. On board their fleeing spaceship, Joe pulls out a cigarette from his pocket and finds it, “dry and stale, [it] broke apart as he tried to hold it between his fingers. Strange, he thought” (Dick 75). This manifestation of entropy has to do with the breakdown of organic matter. A further example of this is the foreshadowing of death on the same page when Wendy Wright tells Joe and Al Hammond, “I feel old. I am old; your package of cigarettes is old; we’re all old, as of today, because of what has happened. This was a day for us like no other” (Dick 75). In the following chapters, the progression of age is something affectively felt, and shown dramatically when individuals including Wendy succumb to entropy and wind up as, “a huddled heap, dehydrated, almost mummified” (Dick 99). After the loss of most of his compatriots, Joe Chip begins to feel the onslaught of entropy. In the regressed past of 1939, the narrator says of Chip, “He perceived himself in one mode only: that of an object subjected to the pressure of weight. One quality, one attribute. And one experience. Inertia” (Dick 173).   The inertial weight that Chip experiences is the rapid advance of age as part of the strange phenomena overtaking the survivors. Near death, Chip is saved by the once believed-to-be-dead Runciter armed with a spray can of Ubik. The cloud of Ubik restores Chip in body and mind, but it raises more questions for Chip and leads to him discounting earlier theories about what’s going on. Ultimately, Chip is told by Runciter that Chip and the others died on the moon, and that they are now in half-life. Runciter is alive in the outside world, and communicating with Chip. Therefore, the things that Chip sees are simulations of the mind within half-life, but they are not generated exclusively by him.

There are other forces at work within half-life, and they are Jory, a teenager in half-life that feeds off the psyche of other half-lifers, and Ella Runciter, Runciter’s dead wife. Jory and his two other personalities, Matt and Bill, created the regressive world that Chip and the others find themselves in following the explosion. In many ways, this process of simulation and devouring is a game for Jory. Ella Hyde Runciter on the other hand is one of many other half-lifers who resist Jory’s voracious appetite, which resulted in the development of Ubik within the world of half-life. This aspect of the novel combined with the mysterious Ubik substance is where Dick introduces the “transcendent element.” It’s not necessary to muddle in the metaphysical aspects of reincarnation that Dick alludes to, but it’s poignant that there is another layering of binary opposites. Ella connects to order, and Jory represents entropy. She’s clearly positive for helping Chip, and she’s a “pretty girl, with gay, blond pigtails, wearing an unbuttoned sweater over her blouse, a bright red skirt and high-heeled little shoes” (203). Jory on the other hand is negative, selfish, and wicked. Also, he’s described as, “an adolescent boy, mawkishly slender, with irregular black-button eyes beneath tangled brows,” and having “shabby teeth,” and, “a grubby tongue” (Dick 195-196). Chip believes that after having met Ella and Jory that’s he pulled back the curtain of his half-life menagerie. He says, “You’re the other one…Jory destroying us, you trying to help us. Behind you there’s no one, just as there’s no one behind Jory. I’ve reached the last entities involved” (Dick 206). However, this isn’t the case, and the deconstruction is revealed. In the final chapter, Runciter tells Chip good-bye and walks away from Chip’s cold-pac casket. When he tries to tip the attendant, he discovers that his money has transformed into coins with Joe Chip’s face, just as Joe Chip’s money had Runciter’s face, and the last line of the novel is, “This was just the beginning” (Dick 216). The author’s deliberate problematization of narrative resolution complicates where the end actually lies. Clearly, Jory and Ella are not the final “entities involved,” and Dick gives the reader a clue with the final epigraph at the beginning of that chapter. He writes:

I am Ubik. Before the universe was, I am. I made the suns. I made the worlds. I created the lives and the places they inhabit; I move them here, I put them there. They go as I say, they do as I tell them. I am the word and my name is never spoken, the which no one knows. I am called Ubik, but that is not my name. I am. I shall always be (Dick 215).

Ubik is described as an all encompassing order. It is, as its name suggests, ubiquity–appearing in all places. Therefore, Ubik flattens the binary opposites of Ella-order and Jory-entropy, because each are a part of its greater whole.

However, this cannot be full solution to the novel. Dick is playing with the nature of the mind and the ability of the mind to create reality. Also, the general consensus is that the actions taking place in the novel are taking place in half-life. They may involve different individuals as a sort of mass hallucination, or the events may be within the mind of one individual working out a rationalization for their existence following the explosion on the moon. In this light, the final epigraph is more telling about the nature of reality that Dick is questioning within the novel. Through imagination, we each have the ability to be god within our own mind. Jory creates a world for Chip and the Runciter inertials, but so can any one of them create a world and act on it through will alone. Dick even touches on this when Jory regresses Ubik to a pre-spray can state. Chip, “poured whatever energy he had left onto the container. It did not change” (Dick 209). Even though he could not directly transform the regressed container of Ubik to its modern form, his will ricocheted off in another direction bringing a television commercial spokeswoman from the future with a fresh can of Ubik. Thus, Chip acts on his environment, much as the god-like Ubik does in the last chapter’s epigraph.

Dick draws on the binary opposites of life/death, order/entropy, and internal/external to create a meditation on the nature of reality. As Patricia Warrick has pointed out, Dick said in speeches and essays that, “the material for the novel came primarily from a series of dreams” (145). However, she goes on make a beautiful analysis of the novel that fits into the deconstructive overall whole of the novel. She writes:

The power of Ubik…lies in Dick’s perfect yoking of content and form. He is writing of entropy, of a time when things fall apart, when death begins to eat at social structures and at the individuals who live in society, and he uses a form that is itself decayed and nearly worn out. He writes of the struggle between order and entropy, and the form becomes the content (146).

This final aspect of the novel creates an additional layer connecting the binary opposites of order and entropy with form and content. Form is an ordering of the text, and the content has that form imposed on it. In this case, the content pushes back against the form. The content’s uncertainty manifests itself in the form. It’s a straight story in the sense that the book proceeds from one chapter to the next, each preceded by an epigraph, but within the form is the dual forces of time. Objective time going forward, and a subjective time enforcing regression to older essences opposing it.

Ubik is a novel that challenges objective, privileged frameworks by revealing how subjective mind world building and interaction is an uncertain enterprise. The novel’s ending is ambiguous as well as amorphous, because the author leaves little clues as to its resolution. Meaning is deferred ad infinitum, because the thesis contained in Ubik promotes uncertainty as the fabric of reality due to the subjective nature of the mind. In fact, Warrick, who performs a biographical analysis of Ubik in relation to Dick’s life, claims Dick doesn’t know the answers to the many questions his text raises. However, she writes, “He can speculate, as he does in the novel, but here he refuses to provide an answer for anyone else. Each man must make the intuitive leap to his own answer” (Warrick 144). This is the general idea of the final chapter that the reader must engage the text on a level beyond content. It’s a philosophical puzzle, perhaps without a definitive answer, but one worthy of and even necessitating consideration. Ubik requires the reader to consider the implications of these puzzles, and to work them out in his or her own mind–the place of literal and imaginative world building.

Works Cited

Dick, Philip K. Ubik. New York: Doubleday, 1969.

Fitting, Peter. “Ubik: The Deconstruction of Bourgeois SF.” Science Fiction Studies 2:1 (1975). 19 October 2007 <http://www.depauw.edu/sfs/backissues/5/fitting5art.htm&gt;.

Lem, Stanislaw. “Philip K. Dick: A Visionary Among the Charlatans.” Science Fiction Studies 2:1 (1975). 19 October 2007 <http://www.depauw.edu/sfs/backissues/5/lem5art.htm&gt;.

Mackey, Douglas A. Philip K. Dick. Boston: G.K. Hall & Co., 1988.

Suvin, Darko. “P.K. Dick’s Opus: Artifice as Refuge and World View.” Science Fiction Studies 2:22 (1975). 19 October 2007 <http://www.depauw.edu/sfs/backissues/5/suvin5art.htm&gt;.

Warrick, Patricia S. Mind in Motion: The Fiction of Philip K. Dick. Carbondale and Edwardsville: Southern Illinois UP, 1987.

 

Recovered Writing, PhD in English, Methods in the Study of Literature, Project 1/5, Literary Area and Reading List, September 25, 2008

This is the forty-seventh post in a series that I call, “Recovered Writing.” I am going through my personal archive of undergraduate and graduate school writing, recovering those essays I consider interesting but that I am unlikely to revise for traditional publication, and posting those essays as-is on my blog in the hope of engaging others with these ideas that played a formative role in my development as a scholar and teacher. Because this and the other essays in the Recovered Writing series are posted as-is and edited only for web-readability, I hope that readers will accept them for what they are–undergraduate and graduate school essays conveying varying degrees of argumentation, rigor, idea development, and research. Furthermore, I dislike the idea of these essays languishing in a digital tomb, so I offer them here to excite your curiosity and encourage your conversation.

If I had to pick one seminar at Kent State University as being the most important to my shifting my thinking and rigor into running gear, it would have to be Professor Tammy Clewell’s Methods in the Study of Literature class. Methods is the introductory class that all PhD students have to take. Each year, a different faculty member teaches this class, and I am glad that the planets aligned for me to take this class from Professor Clewell. My joy for taking this class derives from Professor Clewell’s laser-beam accurate and calmly delivered criticisms. She expected rigor in our work, but she delivered her appraisals and commentary kindly. There was no malace in her demeanor—only the daily expectation of meticulousness, demonstration of preparedness, and application of theory. Her candor about higher education and the challenges of scholarship were eye-opening and appreciated. I was very happy to take another class from Professor Clewell the following year and even more so when she agreed to lead my postmodern theory exam and join my dissertation committee. For all of her efforts teaching, advising, and advocating, I am eternally grateful.

This is the first of five Recovered Writing posts from Professor Clewell’s Methods seminar. Each post is one project from the seminar. They should be considered parts of a semester-long process of entering professional discourse. These are attempts at learning, arguing, and improving. The culmination of this work is the fifth project/post in this subseries—a publishable-length essay, “The Image of Women in Philip K. Dick’s Ubik.”

In the first project, each student defined his or her specialization and created a reading list. Since this was at the beginning of my tenure at Kent State as a PhD student, my concentrations and reading list changed over time. However, it was incredibly useful to set a draft of this important framework down in writing at this point of my academic career.

 

Jason W. Ellis

Professor Tammy Clewell

Methods in the Study of Literature

25 Sept. 2008

Project #1: Literary Area and Reading List

I am declaring twentieth-century American literature as the focus of my doctoral study at Kent State University. American literature produced during the past century is mapped onto a variety of movements and genres that serve as guides rather than absolute categories, because many authors inhabit more than one category and they are organic structures connected in many ways by multiple networks of history, technology, and culture. Significant movements include Modernism (Pound and Williams), the Harlem Renaissance (Wright and Hurston), the Lost Generation (Hemingway, Fitzgerald, Pound, and Dos Passos), the Futurians (Asimov, Pohl, Kornbluth, and Merril), the Beat Generation (Kerouac, Ginsberg, and Burroughs), New Journalism (Capote, Wolfe, and Thompson), New Wave Science Fiction (Dick, Ellison, and Delany), and Postmodernism (Pynchon, Reed, Vonnegut, and Gibson).

Within this network of literature, I make the best connection with Postmodernism and post-World War II Science Fiction including New Wave. New Wave began as a British SF movement with Michael Moorcock taking over the editorship position at New Worlds magazine in 1964. Noteworthy British New Wavers include Moorcock, Brian Aldiss, and J.G. Ballard. What’s important about New Wave is that it is the point at which SF matures. It is characterized by literary experimentation, incorporation of the soft sciences (e.g., psychology), breaking accepted social norms, and focusing on characters. In America, the movement’s touchstone is Harlan Ellison’s 1964 edited collection, Dangerous Visions. It included works by Philip K. Dick and Samuel R. Delany among many other SF authors from both sides of the pond. Other major American New Wave authors include Ursula K. Le Guin, Joanna Russ, and Roger Zelazny. My interest in Postmodernism comes from the fact that it co-evolves with New Wave and the two movements share many similar themes and concerns such as post-capitalism and challenges to the individual.

I choose Philip K. Dick’s 1969 SF novel, Ubik, for the subject of a paper exploring the significance of this work in relation to a dialog with other works such as Pynchon’s The Crying of Lot 49 (1966) and Vonnegut’s Breakfast of Champions (1973). The novel is about Joe Chip, a man with psychic blocking powers employed by a company that hires out such persons to protect corporate interests. Following an ambush on assignment, Chip is put into “half-life,” or cryonic storage, because his injuries are too severe for immediate repair. While in half-life, he is threatened by a predatory psychic also in half-life and the only protection is a ubiquitous commercial product called “Ubik.” Dick questions the nature of reality and the individual’s connection to reality through consumerism in Ubik. Additionally, he destabilizes the nature of reality for his characters as well as the reader.

This work, originally considered mere genre fiction, should be reexamined with greater seriousness. The author’s other works are in continuous print and there is greater recognition of his work thanks to the many filmic interpretations including Blade Runner (1982), Total Recall (1990), Minority Report (2002), and A Scanner Darkly (2006), as well as the recent Library of America publication of Philip K. Dick: Four Novels of the 1960s (2007), which includes Ubik. Also, other SF authors have gained increased attention in recent years such as the inclusion of Ursula K. Le Guin in The Norton Anthology of American Literature: Volume E: Literature since 1945.   Therefore, Ubik deserves increased consideration and further analysis in order to situate it within the larger framework of literary texts and culture in which it is situated.

Twentieth-Century American Literature Reading List

Chopin, Kate. The Awakening (1899).

London, Jack. The Call of the Wild (1903).

Sinclair, Upton. The Jungle (1906).

Cather, Willa. O Pioneers! (1913).

Gilman, Charlotte Perkins. Herland (1915).

Frost, Robert. Mountain Interval (1916).

Sandburg, Carl. Chicago Poems (1916).

Millay, Edna St. Vincent. “Renascence” (1917).

Anderson, Sherwood. Winesburgh, Ohio (1919).

Millay, Edna St. Vincent. A Few Figs From Thistles (1920).

Cummings, E. E. Tulips and Chimneys (1923).

William, Carlos Williams. Spring and All (1923).

Fitzgerald, F. Scott. The Great Gatsby (1925).

Stein, Gertrude. The Making of Americans (1925).

Hemingway, Ernest. The Sun Also Rises (1926).

Wilder, Thornton. The Bridge of San Luis Rey (1927).

Faulkner, William. The Sound and the Fury (1929).

Hemingway, Ernest. A Farewell to Arms (1929).

Faulkner, William. As I Lay Dying (1930).

Buck, Pearl S. The Good Earth (1931).

Stein, Gertrude. The Autobiography of Alice B. Toklas (1933).

Faulkner, William. Absalom, Absalom! (1936).

Hurston, Zora Neale. Their Eyes Were Watching God (1937).

Steinbeck, John. Of Mice and Men (1937).

Dos Passos, John. U.S.A. (1938).

Steinbeck, John. The Grapes of Wrath (1939).

Hemingway, Ernest. For Whom the Bell Tolls (1940).

Wright, Richard. Native Son (1940).

Welty, Eudora. A Curtain of Green: And Other Stories (1941).

Smith, Betty. A Tree Grows in Brooklyn (1943).

Hersey, John. Hiroshima (1946).

Lowell, Robert. Lord Weary’s Castle (1946).

Warren, Robert Penn. All the King’s Men (1946).

Williams, Tennessee. A Streetcar Named Desire (1947).

Mailer, Norman. The Naked and the Dead (1948).

Merril, Judith. “That Only a Mother” (1948).

Pound, Ezra. The Pisan Cantos (1948).

Miller, Arthur. Death of a Salesman (1949).

Asimov, Isaac. I, Robot (1950).

Salinger, J.D. The Catcher in the Rye (1951).

Ellison, Ralph. Invisible Man (1952).

Hemingway, Ernest. The Old Man and the Sea (1952).

O’Connor, Flannery. Wise Blood (1952).

Steinbeck, John. East of Eden (1952).

Vonnegut, Jr., Kurt. Player Piano (1952).

Kornbluth, Cyril M. and Fredrick Pohl. The Space Merchants (1953).

O’Connor, Flannery. A Good Man Is Hard to Find (1955).

Ginsberg, Allen. Howl and Other Poems (1956).

Kerouac, Jack. On the Road (1957).

Burroughs, William S. Naked Lunch (1959).

Heller, Joseph. Catch-22 (1961).

Dick, Philip K. The Man in the High Castle (1962).

Kesey, Ken. One Flew Over the Cuckoo’s Nest (1962).

Plath, Sylvia. The Bell Jar (1963).

Bellow, Saul. Herzog (1964).

Hemingway, Ernest. A Moveable Feast (1964).

Dick, Philip K. The Three Stigmata of Palmer Eldritch (1965).

Ellison, Harlan. “’Repent, Harlequin!’ Said the Ticktockman” (1965).

O’Connor, Flannery. Everything That Rises Must Converge (1965).

Capote, Truman. In Cold Blood (1966).

Pynchon, Thomas. The Crying of Lot 49 (1966).

Sexton, Anne. Live or Die (1966).

Ellison, Harlan. “I Have No Mouth, and I Must Scream” (1967).

Dick, Philip K. Do Androids Dream of Electric Sheep (1968).

Wolfe, Tom. The Electric Kool-Aid Acid Test (1968).

Dick, Philip K. Ubik (1969).

Le Guin, Ursula K. The Left Hand of Darkness (1969).

Vonnegut, Jr., Kurt. Slaughterhouse-Five (1969).

Warren, Robert Penn. Audubon (1969).

Thompson, Hunter S. Fear and Loathing in Las Vegas: A Savage Journey to the Heart of the American Dream (1971).

Levin, Ira. The Stepford Wives (1972).

Reed, Ishmael. Mumbo Jumbo (1972).

Pynchon, Thomas. Gravity’s Rainbow (1973).

Vonnegut, Jr., Kurt. Breakfast of Champions (1973).

Le Guin, Ursula K. The Dispossessed (1974).

Delany, Samuel R. Dhalgren (1975).

Silko, Leslie Marmon. Ceremony (1977).

Wolfe, Tom. The Right Stuff (1979).

Toole, John Kennedy. A Confederacy of Dunces (1980).

Walker, Alice. The Color Purple (1982).

Mamet, David. Glengarry Glen Ross (1984).

Gibson, William. Neuromancer (1984).

DeLillo, Don. White Noise (1985).

Morrison, Toni. Beloved (1987).

Stephenson, Neal. Snow Crash (1992).

Powers, Richard. Galatea 2.2 (1995).

Palahniuk, Chuck. Fight Club (1996).

Roth, Philip. American Pastoral (1997).

Recovered Writing, PhD in English, World War I Literature, Presentation on Weapons and Tactics, 31 January 2008

This is the forty-sixth post in a series that I call, “Recovered Writing.” I am going through my personal archive of undergraduate and graduate school writing, recovering those essays I consider interesting but that I am unlikely to revise for traditional publication, and posting those essays as-is on my blog in the hope of engaging others with these ideas that played a formative role in my development as a scholar and teacher. Because this and the other essays in the Recovered Writing series are posted as-is and edited only for web-readability, I hope that readers will accept them for what they are–undergraduate and graduate school essays conveying varying degrees of argumentation, rigor, idea development, and research. Furthermore, I dislike the idea of these essays languishing in a digital tomb, so I offer them here to excite your curiosity and encourage your conversation.

During my second semester at Kent State University as a PhD student, I was a member of Professor Robert Trogdon’s World War I Literature seminar. Professor Trogdon created a terrific syllabus of readings and facilitated insightful discussions. While we focused on the prose and poetry surrounding or focused on WWI, I found it to be a uniquely suited class for thinking about the history of science and technology in early 20th-century literature. My greatest success in this class was my final paper on H.G. Wells’ “The Land Ironclads” and the invention of the British tank, which I continued writing after the class and eventually presented in shortened form at SLSA and published in the prestigious Wellsian journal. The essay included below is a paper that I wrote for a presentation on the weapons and tactics of World War I. This early research in the class and my previous reading of H.G. Wells led me to pitch “The Land Ironclads” essay idea to Professor Trogdon.

Jason W. Ellis

Professor Robert Trogdon

World War I Literature

31 January 2008

WWI Literature Presentation – Weapons and Tactics

            The Great War illustrates the disconnection between the vast technological developments at the turn of the century and the implementation of those new technologies in the waging of war. Whereas the new weaponry of the Great War would go on to be used in innovative ways in World War II, the overall strategies employed, particularly on the Western Front, was that of attrition. However, there was certainly a number of innovations, and the networks of war making and technology fed into one another, which eventually produced new weapons and tactics that left an ineradicable mark on history.

The most recognizable aspect of the First World War is trench warfare. The Western Front stabilized early in the war after the Allies and Central forces were unable to outflank one another. This stalemate initially prompted a breakdown in imaginative thinking regarding strategies to breakthrough, which resulted in enormous losses. Essentially, troops in forward trenches would charge forward toward the exposed “No Man’s Land” while their artillery fired on enemy positions. Aside from the uneven terrain due to artillery craters, these front line soldiers encountered a new impediment to crossing to the enemy lines: barbed wire. It was first patented by Joseph Glidden in 1874 in the United States. In use, it was stretched parallel to the front trenches of each side to prevent advances from the other side. Soldier caught in the barbed wire were gunned down and left to die hanging.

Germany revealed its first advantage early in the war through the extensive use of machine guns, which they had stockpiled in the years leading up to the war. The first machine guns used in First World War were typically tripod mounted, and were water, oil, or air cooled (predominantly the first). Despite their weight, a crew of several soldiers could easily setup a machine gun quickly from a defensible position, or it may be hidden within a secure enclosure. These machine guns had a theoretical sustained rate of fire of up to 600 rounds per minute, but firing was often limited to controlled bursts rather than continuous use due to the possibility of overheating. The first self-powered, force recoil machine gun was patented by Hiram Maxim in Britain in 1883. The British had access to the Maxim oil-cooled gun and the Vickers water-cooled gun, both in .303 British caliber, but their numbers were limited, because, “the British army high command could see no real use for the [machine gun that Maxim] demonstrated to them in 1885; other officers even regarded the weapon as an improper form of warfare” (“Machine Guns” par. 9). However, the Germans had no such qualms about the use of machine guns, and they made an almost identical copy called the Maschinengewehr 08 (MG08) that fired 7.92x57mm Mauser rounds. At the outbreak of war, Germany had “approximately 12,000 MG08s…available to battlefield units” (“Maschinengewehr” par. 5). Due to the weight of the gun, it’s cooling requirements, and heavy consumption of ammunition, the machine gun was originally a defensive weapon. German soldiers more than aptly demonstrated its defensive capabilities to the Allies during the first phase of the war. Later, machine guns were adapted to mobile platforms such as carts, tanks, airplanes, and ships.

Artillery served a central offensive role in trench warfare. It served a clearing function by cutting through barbed wire defenses in No Man’s Land, though with lackluster success. Additionally, it supported infantry soldiers by first attempting to weaken the enemy’s defenses and ability to return fire, and leading the way during advances past enemy lines. However, this didn’t always work out as planned, which was evidenced by the Allied losses at the battle of Verdun after their 1.5 million shells left only “superficial” damage to Germany’s well fortified deep trench system (Robbins 56).

There are three types of artillery: guns, howitzers, and mortars. Guns are very large, long barreled machines that fire a large projectile. Howitzers are shorter range artillery weapons with a short barrel, and fire a smaller projectile. And finally, mortars are easily conveyed by troops in trenches and fire small projectiles nearly vertically that fall down onto the enemy. Initially, these used shrapnel rounds to attack troops, but later in the war there was a shift to high explosive rounds.

Poison gas, which was first used in the Great War, is another offensive weapon employed throughout the conflict. Simply put, poison gases are chemical agents tailored to kill, maim, and/or serious disable enemy soldiers. The first use of poison gas (excluding early forms of tear gas) took place at Ypres salient on 22 April 1915 when the Germans utilized favorable winds to carry 150 tons of chlorine gas to the French lines. The gas of choice in the war initially was chlorine, which was easily produced, but difficult to release. That problem was solved through the use of canisters and later shells. Chlorine gas breaks down tissues, particularly in the lungs, when it dissolves in water producing hydrochloric acid. The common cause of death by chlorine gas is asphyxiation due to the destruction of lung tissue and the accumulation of fluid. A poison gas arms race developed after the use of chlorine. As one side developed protections in the form of masks and breathers, the other side would redouble its efforts in creating a more deadly chemical that circumvented those protections. Other well-known gases developed during the Great War include the toxic, mucous membrane irritant phosgene, the paralyzing hydrocynanide, and the blistering agent dichlordiethyl sulphide, or mustard gas (Hartcup 102 and 106). Both sides of the war developed poison gas, delivery systems, and protections, and these agents were used throughout the war.

Poison gas, artillery, machine guns, and barbed wire promoted an unimaginative solution to the war through attrition. These weapons were employed without a retooling of the methods of warfare in an age of intense technological development. However, three technologies provided the promise for new ways of seeing and thinking about warfare at the turn of the century: tanks, airplanes, and submarines.

Motorized tractors in warfare were considered as a possibility following the development of petrol-based engines. However, the first image of the modern battle tank was envisioned by H.G. Wells in his 1903 short story, “The Land Ironclads,” which reveals the battle potential of mechanized warfare in a thinly veiled bourgeoisie triumph over the simple proletariat. Appropriately enough, the British were the first to develop a tank for deployment in the Great War. Unfortunately, its strategic potential was limited by planning and numbers when first unleashed on the Western Front on 15 September 1916 at Flers Courcellette (Hartcup 86). This first model of British tank is described as, “cumbersome and unreliable,” and, “whose movements as yet inspired more awe than fear amongst those Germans who observed it” (Robbins 56).   Germany developed approximately twenty tanks in response, but there was only one reported tank battle between British and German tanks during the war (Hartcup 91).

Another new technology used in the war were airplanes. They were initially used for aerial reconnaissance, but their role evolved as the conflict progressed. The number of aircraft produced increased during the war, and they were outfitted with two means of attack: machine guns and bombs. Both of these involved major engineering work. Machine guns, mounted on the fuselage of the aircraft had to be synchronized with the propellers so that bullets would pass between the rotor blades as the plane was in flight. Bomb delivery evolved from hand dropping shells and grenades to mechanically releasing heavier bombs, which necessitated the invention of bomb sighting mechanisms. Furthermore, the development of air to ground warfare precipitated the inauguration of air-to-air combat. The airplane didn’t have as central a role in operations as in World War II, but it was seen as the future well before the Great War in H.G. Wells’ 1908 novel, The War in the Air.

A third and final major weapon in the Great War is the submarine. The German Unterseeboot or U-boat is an underwater submersible with a diesel power plant for continuous underwater operations, and it was equipped with a deck gun, torpedoes, and (optionall) mine laying capability. Without detection mechanisms early in the war, Germany was able to declare the waters around Britain a war zone and thereby effectively wage unrestricted warfare. However, this position was relaxed momentarily following the diplomatic fallout after the RMS Lusitania sinking by U-20 on 15 May 1915. Later, Germany shifted to unrestricted submarine warfare beginning on 1 February 1917, which precipitated the United States’ involvement in the Great War.

These are only a sampling of the technology, weapons and tactics utilized in the First World War. Others include flamethrowers, grenades, improved infantry rifles and bullets, British Q-ships, new battleships, the battlecruiser, improved naval guns, naval mines, and zeppelins. There are two final points that I would like to make about these technologies and their uses. First, the technology at the turn of the century influenced the war, and the war influenced the development of new technologies. And second, these technologies left a lasting mark on the physicality of future technologies as well as the human bodies engaged in their use from 1914 to 1918.

Works Cited

Duffy, Michael. “Machine Guns.” FirstWorldWar.com. 3 May 2003. 30 January 2008 <http://www.firstworldwar.com/weaponry/machineguns.htm&gt;.

—. “Maschinengewehr.” FirstWorldWar.com. 3 May 2003. 30 January 2008 <http://www.firstworldwar.com/atoz/mgun_mg.htm&gt;.

Hartcup, Guy. The War of Invention: Scientific Developments 1914-1918. New York: Brassey’s Defense Publishers, 1988.

Robbins, Keith. The First World War. Oxford: Oxford UP, 1984.

Wells, H.G.. “The Land Ironclads.” Selected Stories of H.G. Wells. Ed. Ursula K. Le Guin. New York: Random House, 2004.

—. The War in the Air: And Particularly How Mr. Bert Smallways Fared While It Lasted. New York: The Macmillan Company, 1908.